GENERAL ELECTRIC CO — Director's Dealing 2021

Oct 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAL ELECTRIC CO (GE)
CIK: 0000040545
Period of Report: 2021-10-01

Reporting Person: GARDEN EDWARD P (Director)
Reporting Person: TRIAN FUND MANAGEMENT, L.P. (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-01	Deferred Fee Phantom Stock Units	$	A	438	Acquired		Common Stock (438)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	4016414	Indirect

Footnotes

F1: Reflects adjustments made in connection with the 1-for-8 reverse split of the Issuer's common stock.

F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian SPV (Sub) X, L.P. ("Trian SPV X") and as such determines the investment and voting decisions of Trian SPV X with respect to the shares of the Issuer held by Trian SPV X. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by and on behalf of Trian SPV X. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian SPV X.

F3: (FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of its respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

F4: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F5: Each unit of phantom stock is the economic equivalent of one share of common stock.

F6: Payable beginning one year after termination of service as a director.