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GENERAL ELECTRIC CO — Director's Dealing 2021
Oct 14, 2021
14789_dirs_2021-10-14_28e4a276-a172-4c1d-8b99-9938837b66d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Baker Hughes Co (BKR)
CIK: 0001701605
Period of Report: 2021-10-13
Reporting Person: GENERAL ELECTRIC CO (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-13 | Class B Common Stock | M | 4197639 | — | Disposed | 166645919 | Indirect |
| 2021-10-13 | Class A Common Stock | M | 4197639 | — | Acquired | 47380978 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-13 | Common Unit | $ | M | 4197639 | Disposed | Class A Common Stock (4197639) | Indirect |
Footnotes
F1: Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.
F2: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).
F3: The Reporting Person holds these securities through a wholly-owned subsidiary.
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