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GENERAL ELECTRIC CO Director's Dealing 2019

Feb 20, 2019

14789_dirs_2019-02-20_3dbcd2d5-f15a-4cb9-a499-0be98aa6f556.html

Director's Dealing

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RNS Number : 5383Q

General Electric Company

19 February 2019

FORM 4

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL

OMB Number: 3235-0287

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *

Timko Thomas S
2. Issuer Name and Ticker or Trading Symbol

GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner

__ X __ Officer (give title below)      _____ Other (specify below)

Vice President
(Last)          (First)          (Middle)

GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/14/2019
(Street)

BOSTON, MA 02210

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person

___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security

(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code

(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)

(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security

(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code

(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security

(Instr. 3 and 4)
8. Price of Derivative Security

(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 2/14/2019 A 38000 (2) (2) Common Stock 38000 $0 38000 D
Explanation of Responses:
(1) 1 for 1
(2) The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Timko Thomas S

GENERAL ELECTRIC COMPANY

41 FARNSWORTH STREET

BOSTON, MA 02210
Vice President
Signatures
Brian Sandstrom on behalf of Thomas S. Timko 2/19/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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