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GENERAL ELECTRIC CO — Director's Dealing 2019
Feb 20, 2019
14789_dirs_2019-02-20_3dbcd2d5-f15a-4cb9-a499-0be98aa6f556.html
Director's Dealing
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RNS Number : 5383Q
General Electric Company
19 February 2019
| FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| 1. Name and Address of Reporting Person * Timko Thomas S |
2. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Vice President |
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| (Last) (First) (Middle) GENERAL ELECTRIC COMPANY, 41 FARNSWORTH STREET |
3. Date of Earliest Transaction (MM/DD/YYYY) 2/14/2019 |
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| (Street) BOSTON, MA 02210 (City) (State) (Zip) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||
| 1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||||
| Code | V | Amount | (A) or (D) | Price | |||||||||||||||||||||||
| Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||||
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||||||||||||
| Restricted Stock Unit | (1) | 2/14/2019 | A | 38000 | (2) | (2) | Common Stock | 38000 | $0 | 38000 | D | ||||||||||||||||
| Explanation of Responses: | |
| (1) | 1 for 1 |
| (2) | The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date. |
| Reporting Owners | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Timko Thomas S GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON, MA 02210 |
Vice President |
| Signatures | ||
| Brian Sandstrom on behalf of Thomas S. Timko | 2/19/2019 | |
| ** Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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END
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