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GENERAL ELECTRIC CO Director's Dealing 2017

Feb 7, 2017

14789_dirs_2017-02-07_ee9aeec6-5bbe-495f-a2f2-d420ab1940db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAL ELECTRIC CO (GE)
CIK: 0000040545
Period of Report: 2017-02-03

Reporting Person: Joyce David Leon (Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-03 Common Stock M 400000 Acquired 738907 Direct
2017-02-03 Common Stock F 254895 $29.60 Disposed 484012 Direct
2017-02-03 Common Stock M 500000 Acquired 984012 Direct
2017-02-03 Common Stock F 346209 $29.60 Disposed 637803 Direct
2017-02-03 Common Stock S 159662 $29.56 Disposed 478141 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-03 Employee Stock Option (right to buy) $9.57 M 400000 Disposed 2019-03-12 Common Stock (400000) Direct
2017-02-03 Employee Stock Option (right to buy) $11.95 M 500000 Disposed 2019-07-23 Common Stock (500000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 30780 Indirect

Footnotes

F1: This transaction was conducted outside a trading venue.

F2: This transaction was conducted via an internal systemizer.

F3: The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of March 12, 2009.

F4: The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of July 23, 2009.