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GENERAL ELECTRIC CO — Director's Dealing 2012
Sep 11, 2012
14789_dirs_2012-09-11_4fe0a792-cfc2-4844-83e2-185f57415bab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL ELECTRIC CO (GE)
CIK: 0000040545
Period of Report: 2012-09-07
Reporting Person: Denniston Brackett B III (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-07 | Common Stock | M | 9757 | — | Acquired | 366633 | Direct |
| 2012-09-07 | Common Stock | F | 4108 | $21.45 | Disposed | 362525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-07 | Restricted Stock Units | $ | M | 9757 | Acquired | 2012-09-07 | Common Stock (9757) | Direct |
| 2012-09-07 | Employee Stock Option (right to buy) | $21.59 | A | 800000 | Acquired | 2022-09-07 | Common Stock (800000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 244 | Indirect |
Footnotes
F1: 1-for-1
F2: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
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