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GENERAL DYNAMICS CORP Regulatory Filings 2018

Aug 7, 2018

29892_rns_2018-08-07_ac9950ff-9014-4c63-8741-8d56b660e3d2.zip

Regulatory Filings

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8-K 1 gd-201808078k.htm 8-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2018 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) August 7, 2018 (August 1, 2018)

GENERAL DYNAMICS CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

Delaware 1-3671 13-1673581
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)
2941 Fairview Park Drive, Suite 100, Falls Church, Virginia 22042-4513
(Address of Principal Executive Offices) (Zip Code)

(703) 876-3000

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, If Changed Since Last Report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(b) On August 7, 2018, General Dynamics Corporation (the “Corporation”) issued a press release announcing that S. Daniel Johnson, executive vice president, Information Systems and Technology, has informed the company of his intention to retire on December 31, 2018.

The company also announced that on August 1, 2018, the board of directors (1) elected Christopher Marzilli, vice president of the Corporation and president of General Dynamics Mission Systems, to succeed Mr. Johnson as executive vice president of the Information Technology and Mission Systems segments effective January 1, 2019, and (2) elected Christopher J. Brady, vice president of engineering at General Dynamics Mission Systems, as a vice president of the Corporation and president, General Dynamics Mission Systems, effective January 1, 2019.

A copy of a press release issued by the company regarding these matters is attached as Exhibit 99.1 to this Form 8-K and incorporated herein.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 General Dynamics press release dated August 7, 2018.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

by /s/ Gregory S. Gallopoulos
Gregory S. Gallopoulos Senior Vice President, General Counsel and Secretary (Authorized Officer)
Dated: August 7, 2018
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