GENERAL DYNAMICS CORP — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2020-03-02

Reporting Person: NOVAKOVIC PHEBE N (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-02	Common Stock	F	8234	$161.42	Disposed	692154	Direct
2020-03-03	Common Stock	A	28655	$0.00	Acquired	720809	Direct
2020-03-03	Common Stock	F	12924	$165.46	Disposed	707885	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5156.908	Indirect

Footnotes

F1: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

F2: Represents performance stock units (PSUs) originally granted in 2017. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

F3: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

F4: Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.