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GENERAL DYNAMICS CORP — Director's Dealing 2019
Apr 17, 2019
29892_dirs_2019-04-17_16f06f42-fabd-43da-9a47-d43ffcd352ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2019-04-15
Reporting Person: CASEY JOHN PATRICK (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-15 | Common Stock | M | 45470 | $112.40 | Acquired | 148133 | Direct |
| 2019-04-15 | Common Stock | S | 30478 | $172.1635 | Disposed | 117655 | Direct |
| 2019-04-15 | Common Stock | S | 12792 | $172.8902 | Disposed | 104863 | Direct |
| 2019-04-15 | Common Stock | S | 2200 | $174.1239 | Disposed | 102663 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-15 | Stock Options | $112.40 | M | 45470 | Disposed | 2021-03-04 | Common Stock (45470) | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Sale prices ranged from $171.68 to $172.66. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Sale prices ranged from $172.68 to $173.63. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4: Sale prices ranged from $173.75 to $174.46. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F5: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.