GENERAL DYNAMICS CORP — Director's Dealing 2019

Jul 2, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2019-07-01

Reporting Person: Smith Robert Edward (Executive Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14000.217	Direct
Common Stock	5108.444	Direct
Common Stock	5294.565	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$112.40	2021-03-04	Common Stock (14540)		Direct
Stock Options	$136.78	2025-03-03	Common Stock (12860)		Direct
Stock Options	$135.85	2026-03-01	Common Stock (19320)		Direct
Stock Options	$191.71	2027-02-28	Common Stock (13140)		Direct
Stock Options	$223.93	2028-03-06	Common Stock (11570)		Direct
Stock Options	$167.61	2029-03-05	Common Stock (16400)		Direct

Footnotes

F1: Includes 3,680 shares of restricted stock and 1,428.444 restricted stock units, each of which are subject to service-based vesting and will release three years after the grant date. The restricted stock units are settled on a one-to-one basis in Common Stock.

F2: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

F3: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

F4: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.

F5: Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent will become exercisable on 03/01/2020.

F6: Fifty percent will become exercisable on 03/07/2020 and the remaining fifty percent will become exercisable on 03/07/2021.

F7: Fifty percent will become exercisable on 03/06/2021 and the remaining fifty percent will become exercisable on 03/06/2022.