GENERAL DYNAMICS CORP — Director's Dealing 2019

Dec 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2019-12-09

Reporting Person: CROWN JAMES S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-09	Common Stock	M	6900	$67.70	Acquired	13475	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-09	Stock Options	$67.70	M	6900	Disposed	2020-03-05	Common Stock (6900)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5424092	Indirect
Common Stock	2511144	Indirect
Common Stock	7291752	Indirect
Common Stock	301892	Indirect

Footnotes

F1: Includes 1,690 shares of restricted stock.

F2: Owned by HCNI II LLC. The reporting person is a member of HCNI II LLC and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F3: Owned by Areljay II LLC. The reporting person is a beneficiary of a trust that is a member of Areljay II LLC, and is a manager of its manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by Areljay II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F4: Owned by a partnership. The Crown Fund, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F5: Owned by a partnership. Crown Fund II, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.