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GENERAL DYNAMICS CORP — Director's Dealing 2018
Sep 18, 2018
29892_dirs_2018-09-18_0c8d83e3-4329-4d1c-b0ba-4d0ddf0baa87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2018-09-14
Reporting Person: Johnson S. Daniel (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-14 | Common Stock | M | 32970 | $135.85 | Acquired | 99333 | Direct |
| 2018-09-14 | Common Stock | S | 32970 | $199.852 | Disposed | 66363 | Direct |
| 2018-09-14 | Common Stock | M | 44840 | $136.78 | Acquired | 111203 | Direct |
| 2018-09-14 | Common Stock | S | 44740 | $199.852 | Disposed | 66463 | Direct |
| 2018-09-14 | Common Stock | S | 100 | $200.465 | Disposed | 66363 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Stock Options | $135.85 | M | 32970 | Disposed | 2026-03-01 | Common Stock (32970) | Direct |
| 2018-09-14 | Stock Options | $136.78 | M | 44840 | Disposed | 2025-03-03 | Common Stock (44840) | Direct |
Footnotes
F1: Sale prices ranged from $199.46 to $200.42. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2: Sale prices ranged from $199.46 to $200.45. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019.
F4: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.