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GENERAL DYNAMICS CORP Director's Dealing 2018

Oct 16, 2018

29892_dirs_2018-10-16_dddd1faa-6455-45bf-98f3-69502f6c8279.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2018-10-15

Reporting Person: CASEY JOHN PATRICK (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-15 Common Stock M 22500 $112.40 Acquired 118555 Direct
2018-10-15 Common Stock S 8100 $192.93 Disposed 110455 Direct
2018-10-15 Common Stock S 14291 $193.468 Disposed 96164 Direct
2018-10-15 Common Stock S 109 $194.20 Disposed 96055 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-15 Stock Options $112.40 M 22500 Disposed 2021-03-04 Common Stock (22500) Direct

Footnotes

F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Sale prices ranged from $192.18 to $193.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F3: Sale prices ranged from $193.18 to $194.10. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F4: Sale prices ranged from $194.195 to $194.26. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F5: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.