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GENERAL DYNAMICS CORP — Director's Dealing 2018
Oct 16, 2018
29892_dirs_2018-10-16_dddd1faa-6455-45bf-98f3-69502f6c8279.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2018-10-15
Reporting Person: CASEY JOHN PATRICK (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-15 | Common Stock | M | 22500 | $112.40 | Acquired | 118555 | Direct |
| 2018-10-15 | Common Stock | S | 8100 | $192.93 | Disposed | 110455 | Direct |
| 2018-10-15 | Common Stock | S | 14291 | $193.468 | Disposed | 96164 | Direct |
| 2018-10-15 | Common Stock | S | 109 | $194.20 | Disposed | 96055 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-15 | Stock Options | $112.40 | M | 22500 | Disposed | 2021-03-04 | Common Stock (22500) | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Sale prices ranged from $192.18 to $193.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Sale prices ranged from $193.18 to $194.10. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4: Sale prices ranged from $194.195 to $194.26. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F5: Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.