GENERAL DYNAMICS CORP — Director's Dealing 2017

Sep 1, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2017-09-01

Reporting Person: Gilliland Marguerite Amy (Senior Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10821	Direct
Common Stock	9400	Direct
Common Stock	1991.061	Direct
Common Stock	685.591	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$112.40	2021-03-04	Common Stock (15850)		Direct
Stock Options	$136.78	2025-03-03	Common Stock (28840)		Direct
Stock Options	$135.85	2026-03-01	Common Stock (38330)		Direct
Stock Options	$191.71	2027-02-28	Common Stock (27990)		Direct

Footnotes

F1: Represents shares of restricted stock subject to service-based vesting that will be released three years or approximately four years after the grant date, depending on the terms of the grant.

F2: Represents performance restricted stock units (PRSUs) and accrued dividend equivalents that have been earned based on satisfaction of the performance metric, which was returned on invested capital. The PRSUs are subject to additional time-vesting requirements.

F3: Fifty percent become exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

F4: Fifty percent become exercisable on 03/04/2017 and the remaining fifty percent will become exercisable on 03/04/2018.

F5: Fifty percent will become exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019.

F6: Fifty percent will become exercisable on 03/01/2019 and the remaining fifty percent will become exercisable on 03/01/2020.