AI assistant
GENERAL DYNAMICS CORP — Director's Dealing 2016
Sep 13, 2016
29892_dirs_2016-09-13_5b084b48-c881-4990-8b9a-c24dafb91b80.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2016-09-09
Reporting Person: HELM ROBERT W (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-09 | Common Stock, $1.00 par value | M | 84307 | $67.70 | Acquired | 157175.65 | Direct |
| 2016-09-09 | Common Stock, $1.00 par value | S | 43172 | $150.583 | Disposed | 114003.65 | Direct |
| 2016-09-09 | Common Stock, $1.00 par value | S | 41135 | $151.288 | Disposed | 72868.65 | Direct |
| 2016-09-12 | Common Stock, $1.00 par value | M | 3483 | $67.70 | Acquired | 76351.65 | Direct |
| 2016-09-12 | Common Stock, $1.00 par value | S | 3483 | $150.49 | Disposed | 72868.65 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-09 | Stock Options | $67.70 | M | 84307 | Disposed | 2020-03-05 | Common Stock (84307) | Direct |
| 2016-09-12 | Stock Options | $67.70 | M | 3483 | Disposed | 2020-03-05 | Common Stock (3483) | Direct |
Footnotes
F1: Sale prices ranged from $150.00 to $150.99. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2: Sale prices ranged from $151.00 to $151.60. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Sale prices ranged from $150.49 to $150.51. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.