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GENERAL DYNAMICS CORP — Director's Dealing 2016
Sep 9, 2016
29892_dirs_2016-09-09_e187840d-fa50-4179-9b35-c0bde30846f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2016-09-07
Reporting Person: HELM ROBERT W (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-07 | Common Stock, $1.00 par value | M | 41250 | $74.81 | Acquired | 108118.65 | Direct |
| 2016-09-07 | Common Stock, $1.00 par value | S | 35250 | $152.994 | Disposed | 72868.65 | Direct |
| 2016-09-08 | Common Stock, $1.00 par value | M | 41250 | $74.81 | Acquired | 114118.65 | Direct |
| 2016-09-08 | Common Stock, $1.00 par value | M | 73410 | $71.01 | Acquired | 187528.65 | Direct |
| 2016-09-08 | Common Stock, $1.00 par value | S | 82269 | $152.191 | Disposed | 105259.65 | Direct |
| 2016-09-08 | Common Stock, $1.00 par value | S | 32391 | $152.423 | Disposed | 72868.65 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-07 | Stock Options | $74.81 | M | 41250 | Disposed | 2018-03-01 | Common Stock (41250) | Direct |
| 2016-09-08 | Stock Options | $74.81 | M | 41250 | Disposed | 2018-03-01 | Common Stock (41250) | Direct |
| 2016-09-08 | Stock Options | $71.01 | M | 73410 | Disposed | 2019-03-06 | Common Stock (73410) | Direct |
Footnotes
F1: Sale prices ranged from $152.81 to $153.18. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2: Sale prices ranged from $151.36 to $152.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3: Sale prices ranged from $152.36 to $152.62. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4: Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.
F5: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.