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GENERAL DYNAMICS CORP — Director's Dealing 2014
Mar 7, 2014
29892_dirs_2014-03-07_bc571b4a-fb5c-49ed-90a9-e87baddf6c39.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2014-03-05
Reporting Person: CROWN JAMES S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock | A | 540 | — | Acquired | 64766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | Stock Options | $112.4 | A | 2200 | Acquired | 2021-03-04 | Common Stock (2200) | Direct |
| 2014-03-05 | Stock Options | $112.4 | A | 2200 | Acquired | 2021-03-04 | Common Stock (2200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5424092 | Indirect |
| Common Stock | 2511144 | Indirect |
| Common Stock | 7705112 | Indirect |
| Common Stock | 304800 | Indirect |
Footnotes
F1: Grant pursuant to Rule 16b-3(c).
F2: 2,840 of these Common Stock shares are shares of restricted stock, 2,300 of which were reported in previous Form 4s.
F3: Owned by a partnership, Henry Crown and Company (Not Incorporated), of which the Reporting Person is a partner.
F4: Owned by a partnership, Areljay, L.P., of which the Reporting Person is a beneficiary of a trust which is a partner, and a director, officer and shareholder of a corporation which is a partner.
F5: Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner.
F6: Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner.