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GENERAL DYNAMICS CORP — Director's Dealing 2013
Sep 13, 2013
29892_dirs_2013-09-13_ad774936-56e4-4f13-9297-df574bff089d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAL DYNAMICS CORP (GD)
CIK: 0000040533
Period of Report: 2013-09-11
Reporting Person: HEEBNER DAVID K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-11 | Common Stock, $1.00 par value | M | 92850 | $73.49 | Acquired | 242884 | Direct |
| 2013-09-11 | Common Stock, $1.00 par value | S | 95190 | $86.359 | Disposed | 147694 | Direct |
| 2013-09-11 | Common Stock, $1.00 par value | M | 3700 | $77.33 | Acquired | 151394 | Direct |
| 2013-09-11 | Common Stock, $1.00 par value | F | 1155 | $86.50 | Disposed | 150239 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-11 | Stock Options | $73.49 | M | 92850 | Disposed | 2015-03-02 | Common Stock (92850) | Direct |
| 2013-09-11 | Stock Options | $77.33 | M | 3700 | Disposed | 2015-04-29 | Common Stock (3700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.00 par value | 5419.479 | Indirect |
Footnotes
F1: Sale prices ranged from $86.115 to $86.660. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2: Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
F3: Fifty percent became exercisable on 03/03/2011 and the remaining fifty percent became exercisable on 03/03/2012.
F4: Fifty percent will become exercisable on 04/30/2011 and the remaining fifty percent will become exercisable on 04/30/2012.