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GENERAC HOLDINGS INC. — Director's Dealing 2021
Mar 4, 2021
30621_dirs_2021-03-03_f2190549-0843-43e7-8f1a-54e8df57d0fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2020-03-01
Reporting Person: Wilde Erik (EVP Industrial, Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | A | 3866 | — | Acquired | 14303 | Direct |
| 2021-03-01 | Common Stock | A | 686 | — | Acquired | 14989 | Direct |
| 2021-03-01 | Common Stock | F | 1355 | $335.91 | Disposed | 13634 | Direct |
| 2021-03-01 | Common Stock | M | 1602 | $40.12 | Acquired | 15236 | Direct |
| 2021-03-01 | Common Stock | S | 900 | $326.9886 | Disposed | 14336 | Direct |
| 2021-03-01 | Common Stock | S | 400 | $330 | Disposed | 13936 | Direct |
| 2021-03-01 | Common Stock | S | 200 | $332.175 | Disposed | 13736 | Direct |
| 2021-03-01 | Common Stock | S | 102 | $335 | Disposed | 13634 | Direct |
| 2021-03-01 | Common Stock | M | 4384 | $43.88 | Acquired | 18018 | Direct |
| 2021-03-01 | Common Stock | S | 500 | $322.976 | Disposed | 17518 | Direct |
| 2021-03-01 | Common Stock | S | 800 | $324.0813 | Disposed | 16718 | Direct |
| 2021-03-01 | Common Stock | S | 700 | $325.8186 | Disposed | 16018 | Direct |
| 2021-03-01 | Common Stock | S | 300 | $326.6583 | Disposed | 15718 | Direct |
| 2021-03-01 | Common Stock | S | 200 | $327.6275 | Disposed | 15518 | Direct |
| 2021-03-01 | Common Stock | S | 630 | $328.7635 | Disposed | 14888 | Direct |
| 2021-03-01 | Common Stock | S | 670 | $329.80310 | Disposed | 14218 | Direct |
| 2021-03-01 | Common Stock | S | 300 | $331.8673 | Disposed | 13918 | Direct |
| 2021-03-01 | Common Stock | S | 284 | $335 | Disposed | 13634 | Direct |
| 2021-03-01 | Common Stock | M | 4187 | $52.065 | Acquired | 17821 | Direct |
| 2021-03-01 | Common Stock | F | 2145 | $350 | Disposed | 15676 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Stock Option (Right to Buy) | $335.91 | A | 1879 | Acquired | 2031-03-01 | Common Stock (1879) | Direct |
| 2021-03-01 | Stock Option (Right to Buy) | $40.12 | M | 1602 | Disposed | 2027-03-01 | Common Stock (1602) | Direct |
| 2021-03-01 | Stock Option (Right to Buy) | $43.88 | M | 4384 | Disposed | 2028-03-01 | Common Stock (4384) | Direct |
| 2021-03-02 | Stock Option (Right to Buy) | $52.06 | M | 4187 | Disposed | 2029-03-01 | Common Stock (4187) | Direct |
Footnotes
F1: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $326.98 to $327.02, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F2: The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021.
F3: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $332.11 to $332.24, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F4: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $322.49 to $323.33, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F5: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $324.00to $324.51, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F6: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $325.01 to $325.97, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F7: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $326.055 to $326.99, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F8: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $327.27 to $327.985, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F9: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $328.30 to $329.21, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F10: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $329.43 to $330.00, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F11: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021. The shares were sold in multiple transactions at prices ranging from $330.66 to $332.91, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F12: Subject to continued service through the vesting date, the Options shall all vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.
F13: Subject to continued service through the vesting date, the Options vested in equal installments on each of the first four (4) anniversaries of the Date of Grant.