GENERAC HOLDINGS INC. — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2021-03-01

Reporting Person: MINICK RUSSELL S (Chief Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	A	5368	—	Acquired	13136	Direct
2021-03-01	Common Stock	A	992	—	Acquired	14128	Direct
2021-03-01	Common Stock	F	1913	$335.91	Disposed	12215	Direct
2021-03-01	Common Stock	A	2977	—	Acquired	15192	Direct
2021-03-01	Common Stock	M	6239	$40.12	Acquired	21431	Direct
2021-03-01	Common Stock	S	6239	$335	Disposed	15192	Direct
2021-03-01	Common Stock	M	6088	$43.88	Acquired	21280	Direct
2021-03-01	Common Stock	S	6088	$335	Disposed	15192	Direct
2021-03-01	Common Stock	M	5788	$52.065	Acquired	20980	Direct
2021-03-01	Common Stock	S	5740	$335	Disposed	15240	Direct
2021-03-01	Common Stock	S	48	$336.29	Disposed	15192	Direct
2021-03-01	Common Stock	M	2360	$102.415	Acquired	17552	Direct
2021-03-01	Common Stock	S	2360	$335	Disposed	15192	Direct
2021-03-03	Common Stock	S	894	$338.4523	Disposed	14298	Direct
2021-03-03	Common Stock	S	775	$338.6545	Disposed	13523	Direct
2021-03-03	Common Stock	S	586	$337.10	Disposed	12937	Direct
2021-03-03	Common Stock	S	3820	$335.4175	Disposed	9117	Direct
2021-03-03	Common Stock	S	1548	$336.871	Disposed	7569	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Stock Option (Right to Buy)	$335.91	A	2718	Acquired	2031-03-01	Common Stock (2718)	Direct
2021-03-01	Stock Option (Right to Buy)	$40.12	M	6239	Disposed	2027-03-01	Common Stock (6239)	Direct
2021-03-01	Stock Option (Right to Buy)	$43.88	M	6088	Disposed	2028-03-01	Common Stock (6088)	Direct
2021-03-01	Stock Option (Right to Buy)	$52.065	M	5788	Disposed	2029-03-01	Common Stock (5788)	Direct
2021-03-01	Stock Option (Right to Buy)	$102.415	M	2360	Disposed	2030-03-01	Common Stock (2360)	Direct

Footnotes

F1: Subject to continued service through the vesting date, the Restricted Shares shall all vest in equal installments on each of the first three (3) anniversaries of the Date of Grant.

F2: Subject to continued service through the vesting date, the Restricted Shares shall vest in full on the third anniversary of the Date of Grant.

F3: The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 25, 2021.

F4: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 25, 2021. The shares were sold in multiple transactions at prices ranging from $338.39 to $338.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F5: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 25, 2021. The shares were sold in multiple transactions at prices ranging from $338.48 to $339.22, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F6: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 25, 2021. The shares were sold in multiple transactions at prices ranging from $335.23 to $335.98, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F7: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 25, 2021. The shares were sold in multiple transactions at prices ranging from $336.44 to $337.17, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F8: Subject to continued service through the vesting date, the Options shall all vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.

F9: Subject to continued service through the vesting date, the Options vested in equal installments on each of the first four (4) anniversaries of the Date of Grant.