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GENERAC HOLDINGS INC. Director's Dealing 2021

Mar 4, 2021

30621_dirs_2021-03-03_e43b96b7-7bca-4598-aa20-4e4f57bca540.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2021-03-01

Reporting Person: Jagdfeld Aaron (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock S 600 $324.0317 Disposed 636740 Direct
2021-03-01 Common Stock S 210 $324.9333 Disposed 636530 Direct
2021-03-01 Common Stock S 290 $326.6828 Disposed 636240 Direct
2021-03-01 Common Stock S 100 $327.27 Disposed 636140 Direct
2021-03-01 Common Stock S 200 $328.53 Disposed 635940 Direct
2021-03-01 Common Stock S 500 $329.9251 Disposed 635440 Direct
2021-03-01 Common Stock S 432 $332.1448 Disposed 635008 Direct
2021-03-01 Common Stock S 378 $334.362 Disposed 634630 Direct
2021-03-01 Common Stock S 2204 $334.9818 Disposed 632426 Direct
2021-03-01 Common Stock S 86 $336.29 Disposed 632340 Direct
2021-03-01 Common Stock F 6382 $335.91 Disposed 625958 Direct
2021-03-01 Common Stock A 21100 Acquired 647058 Direct
2021-03-01 Common Stock A 4957 Acquired 652015 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-01 Stock Option (Right to Buy) $335.91 A 13590 Acquired 2031-03-01 Common Stock (13590) Direct

Footnotes

F1: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $323.85 to $324.12, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $324.86 to $325.00, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $326.00 to $326.99, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F4: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $329.54 to $330.32, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F5: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $332.03 to $332.97, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F6: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $333.655 to $334.545, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F7: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on October 30, 2020. The shares were sold in multiple transactions at prices ranging from $334.72 to $335.20, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F8: Subject to continued service through the vesting date, the Restricted Shares shall all vest in equal installments on each of the first three (3) anniversaries of the Date of Grant.

F9: Subject to continued service through the vesting date, the Options shall all vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.