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GENERAC HOLDINGS INC. — Director's Dealing 2021
Mar 12, 2021
30621_dirs_2021-03-12_36950632-1d37-4e50-9bb3-1988de7b7c2f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2021-03-01
Reporting Person: Kanuru Rajendra Kumar (EVP, GC, Corp. Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | A | 2067 | — | Acquired | 14823 | Direct |
| 2021-03-01 | Common Stock | F | 823 | $335.91 | Disposed | 14000 | Direct |
| 2021-03-01 | Common Stock | A | 573 | — | Acquired | 14573 | Direct |
| 2021-03-02 | Common Stock | M | 1188 | $40.12 | Acquired | 15761 | Direct |
| 2021-03-02 | Common Stock | M | 2344 | $43.88 | Acquired | 18105 | Direct |
| 2021-03-02 | Common Stock | M | 2263 | $52.065 | Acquired | 20368 | Direct |
| 2021-03-02 | Common Stock | S | 5795 | $350 | Disposed | 14573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Stock Option (Right to Buy) | $335.91 | A | 1570 | Acquired | 2031-03-01 | Common Stock (1570) | Direct |
| 2021-03-02 | Stock Option (Right to Buy) | $40.12 | M | 1188 | Disposed | 2027-03-01 | Common Stock (1188) | Direct |
| 2021-03-02 | Stock Option (Right to Buy) | $43.88 | M | 2344 | Disposed | 2028-03-01 | Common Stock (2344) | Direct |
| 2021-03-02 | Stock Option (Right to Buy) | $52.065 | M | 2263 | Disposed | 2029-03-01 | Common Stock (2263) | Direct |
Footnotes
F1: The number of shares acquired and the reporting person's balance have been adjusted to properly reflect the number of shares granted in the transaction previously reported on March 3, 2021.
F2: The number of shares disposed and the reporting person's balance have been adjusted to properly reflect the number of shares withheld as part of the tax withholdings previously reported on March 3, 2021.
F3: The shares were sold pursuant to the terms of a trading plan under Rule 10b5-1 previously entered into on February 24, 2021.
F4: Subject to continued service through the vesting date, the Options shall all vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.
F5: Subject to continued service through the vesting date, the Options vested in equal installments on each of the first four (4) anniversaries of the Date of Grant.