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GENERAC HOLDINGS INC. Director's Dealing 2018

Sep 15, 2018

30621_dirs_2018-09-14_12542d89-bbf4-4b7f-b302-41b47cb23c3b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2018-09-14

Reporting Person: Forsythe Patrick John (EVP - Global Engineering)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-14 Common Stock M 4077 $40.12 Acquired 25835 Direct
2018-09-14 Common Stock S 4077 $57.0432 Disposed 21758 Direct
2018-09-14 Common Stock M 9733 $33.23 Acquired 31491 Direct
2018-09-14 Common Stock S 9733 $57.05 Disposed 21758 Direct
2018-09-14 Common Stock M 31340 $28.36 Acquired 53098 Direct
2018-09-14 Common Stock S 31340 $57.0475 Disposed 21758 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-14 Stock Option (Right to Buy) $40.12 M 4077 Disposed 2027-03-01 Common Stock (4077) Direct
2018-09-14 Stock Option (Right to Buy) $33.23 M 9733 Disposed 2026-02-18 Common Stock (9733) Direct
2018-09-14 Stock Option (Right to Buy) $28.36 M 31340 Disposed 2025-08-10 Common Stock (31340) Direct

Footnotes

F1: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $56.74 to 57.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $56.76 to 57.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $56.77 to 57.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F4: The option provides for vesting in four equal annual installments beginning on March 1, 2018, subject in each case to Mr. Forsythe's continued employment with Generac Holdings Inc. through the vesting date.

F5: The option provides for vesting in four equal annual installments beginning on February 18, 2017, subject in each case to Mr. Forsythe's continued employment with Generac Holdings Inc. through the vesting date.

F6: The option provides for vesting in four equal annual installments beginning on August 10, 2016, subject in each case to Mr. Forsythe's continued employment with Generac Holdings Inc. through the vesting date.