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GENERAC HOLDINGS INC. — Director's Dealing 2018
Nov 21, 2018
30621_dirs_2018-11-20_9c9e4531-b9f9-48ed-9d0c-d54ca51d0d42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2018-11-16
Reporting Person: Ragen York A. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-16 | Common Stock | M | 106294 | $56.315 | Acquired | 185108 | Direct |
| 2018-11-16 | Common Stock | F | 50072 | $56.315 | Disposed | 135036 | Direct |
| 2018-11-20 | Common Stock | S | 32492 | $54.7802 | Disposed | 102544 | Direct |
| 2018-11-20 | Common Stock | S | 3508 | $55.3706 | Disposed | 99036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-16 | Stock Option (Right to Buy) | $2 | M | 106294 | Disposed | 2020-02-10 | Common Stock (106294) | Direct |
Footnotes
F1: Shares withheld to fund the tax liability associated with option exercise.
F2: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $54.24 to 55.24, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $55.26 to 55.52, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F4: The option provides for vesting in five equal annual installments beginning on February 10, 2011, subject in each case to Mr. Ragen's continued employment with Generac Holdings Inc. through the vesting date.