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GENERAC HOLDINGS INC. — Director's Dealing 2013
Jan 17, 2013
30621_dirs_2013-01-17_6ec763db-8cba-418e-9188-4114dc33b3de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2013-01-15
Reporting Person: Jagdfeld Aaron (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-15 | Common Stock par value $0.01 per share | M | 10000 | $7.00 | Acquired | 683365 | Direct |
| 2013-01-15 | Common Stock, par value $0.01 per share | F | 4755 | $35.78 | Disposed | 678610 | Direct |
| 2013-01-16 | Common Stock, par value $0.01 per share | S | 5245 | $35.73 | Disposed | 673365 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-15 | Stock Option (Right to Buy) | $7.00 | M | 10000 | Disposed | 2020-02-10 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported is the weighted average price. The shares were sold pursuant to the terms of a trading plan, adopted March 14, 2012, under Rule 10b5-1 by Mr. Jagdfeld. The shares were sold in multiple transactions at prices ranging from 35.58 to $35.99, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F2: The option provides for vesting in five equal annual installments beginning on February 10, 2011, subject in each case to Mr. Jagdfeld's continued employment with Generac Holdings Inc. through the vesting date.