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GENERAC HOLDINGS INC. — Director's Dealing 2013
Aug 26, 2013
30621_dirs_2013-08-26_e28d13f1-f0d1-4ef6-84c2-3762fb32aa40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENERAC HOLDINGS INC. (GNRC)
CIK: 0001474735
Period of Report: 2013-08-22
Reporting Person: MINICK RUSSELL S (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-22 | Common Stock, par value $0.01 per share | M | 22520 | $6.15 | Acquired | 56910 | Direct |
| 2013-08-22 | Common Stock, par value $0.01 per share | F | 9804 | $42.01 | Disposed | 47106 | Direct |
| 2013-08-26 | Common Stock, par value $0.01 per share | S | 3736 | $42.58 | Disposed | 43370 | Direct |
| 2013-08-22 | Common Stock, par value $0.01 per share | M | 5433 | $15.94 | Acquired | 48803 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-22 | Stock Option (Right to Buy) | $6.15 | M | 22520 | Disposed | 2021-08-22 | Common Stock (22520) | Direct |
| 2013-08-22 | Stock Option (Right to Buy) | $15.94 | M | 5433 | Disposed | 2022-02-24 | Common Stock (5433) | Direct |
Footnotes
F1: Options shall vest 20 percent annually over 5 years and are conditioned, in each case, upon Mr. Minick's continued employement with Generac through the vesting date.
F2: The shares were sold in multiple transactions at prices ranging from $42.50 to $42.67, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3: Options shall vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.