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GENELUX Corp Director's Dealing 2025

Sep 3, 2025

33857_dirs_2025-09-03_6834ac8a-abc1-4b8e-8a0a-59e9ac31ea50.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX Corp (GNLX)
CIK: 0001231457
Period of Report: 2025-09-01

Reporting Person: Zindrick Thomas (Director, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-09-01 Stock Option (Right to Buy) $6.00 D 925000 Disposed 2027-09-18 Common stock (925000) Direct
2025-09-01 Stock Option (Right to Buy) $3.33 A 925000 Acquired 2027-09-18 Common stock (925000) Direct
2025-09-01 Stock Option (Right to Buy) $6.00 D 157372 Disposed 2030-03-22 Common stock (157372) Direct
2025-09-01 Stock Option (Right to Buy) $3.33 A 157372 Acquired 2030-03-22 Common stock (157372) Direct
2025-09-01 Stock Option (Right to Buy) $6.00 D 23568 Disposed 2030-09-23 Common stock (23568) Direct
2025-09-01 Stock Option (Right to Buy) $3.33 A 23568 Acquired 2030-09-23 Common stock (23568) Direct
2025-09-01 Stock Option (Right to Buy) $22.40 D 250000 Disposed 2033-09-10 Common stock (250000) Direct
2025-09-01 Stock Option (Right to Buy) $3.33 A 250000 Acquired 2033-09-10 Common stock (250000) Direct

Footnotes

F1: The shares subject to these options are fully vested.

F2: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.