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GENELUX Corp — Director's Dealing 2024
Jun 8, 2024
33857_dirs_2024-06-07_d6755e7f-6516-443f-b0a0-c80602cd1bd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENELUX Corp (GNLX)
CIK: 0001231457
Period of Report: 2024-05-29
Reporting Person: Thomas John (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-29 | Common Stock | P | 2500 | — | Acquired | 465960 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-29 | Common Stock Warrant (Right to Buy) | $5.25 | P | 2500 | Acquired | 2029-05-29 | Common Stock (2500) | Direct |
Footnotes
F1: The Reporting Person's purchase reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of common stock on December 13, 2023. The Reporting Person has agreed to pay to the Issuer the profit realized in connection with the short-swing transaction, less transaction costs.
F2: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.