GENELUX Corp — Director's Dealing 2023

Jan 26, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GENELUX CORP (GNLX)
CIK: 0001231457
Period of Report: 2023-01-25

Reporting Person: Thomas John (Director)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (470000)		Direct
Stock Option (right to buy)	$9.00	2026-03-16	Common Stock (5000)		Direct
Stock Option (right to buy)	$9.00	2026-03-16	Common Stock (10000)		Direct
Stock Option (right to buy)	$9.00	2026-12-30	Common Stock (5000)		Direct
Stock Option (right to buy)	$10.50	2028-05-22	Common Stock (5000)		Direct
Stock Option (right to buy)	$10.50	2028-12-30	Common Stock (9916)		Direct
Stock Option (right to buy)	$10.50	2029-12-30	Common Stock (9916)		Direct
Stock Option (right to buy)	$10.50	2030-09-23	Common Stock (10908)		Direct
Stock Option (right to buy)	$10.50	2032-09-08	Common Stock (25000)		Direct

Footnotes

F1: The Series A Preferred Stock will automatically convert into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock immediately upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.

F2: Immediately exercisable.