GENELUX Corp — Director's Dealing 2023

Jan 30, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX CORP (GNLX)
CIK: 0001231457
Period of Report: 2023-01-30

Reporting Person: Woodward Gabe (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-30	Common Stock	C	5378	—	Acquired	5378	Indirect
2023-01-30	Common Stock	C	3186	—	Acquired	3186	Direct
2023-01-30	Common Stock	C	2798	—	Acquired	2798	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-30	Series I Preferred Stock	$	C	13000	Disposed		Common Stock (5378)	Indirect
2023-01-30	Series J Preferred Stock	$	C	7000	Disposed		Common Stock (3186)	Direct
2023-01-30	Series K Preferred Stock	$	C	6000	Disposed		Common Stock (2798)	Indirect

Footnotes

F1: Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date.

F2: Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date.

F3: Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date.

F4: By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009.