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GENELUX Corp Director's Dealing 2023

Jan 30, 2023

33857_dirs_2023-01-30_8fa59885-5421-42bc-ba88-46c53753ad7b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX CORP (GNLX)
CIK: 0001231457
Period of Report: 2023-01-30

Reporting Person: Thomas John (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-30 Common Stock C 470000 Acquired 470000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-30 Series A Preferred Stock $ C 1410000 Disposed Common Stock (470000) Direct

Footnotes

F1: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.