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GENELUX Corp — Director's Dealing 2023
Jan 30, 2023
33857_dirs_2023-01-30_8fa59885-5421-42bc-ba88-46c53753ad7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENELUX CORP (GNLX)
CIK: 0001231457
Period of Report: 2023-01-30
Reporting Person: Thomas John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-30 | Common Stock | C | 470000 | — | Acquired | 470000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-30 | Series A Preferred Stock | $ | C | 1410000 | Disposed | Common Stock (470000) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.
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