GENELUX Corp — Director's Dealing 2023

Jan 30, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX CORP (GNLX)
CIK: 0001231457
Period of Report: 2023-01-30

Reporting Person: Szalay Aladar (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-30	Common Stock	C	500000	—	Acquired	2258760	Indirect
2023-01-30	Common Stock	C	500000	—	Acquired	550000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-30	Series A Preferred Stock	$	C	1500000	Disposed		Common Stock (500000)	Indirect
2023-01-30	Series A Preferred Stock	$	C	1500000	Disposed		Common Stock (500000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32167	Direct
Common Stock	1589577	Indirect
Common Stock	169494	Indirect

Footnotes

F1: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F2: Shares held by The Szalay 2009 Irrevocable Trust.

F3: Shares held by The Szalay Children's Trust.

F4: Shares held by The Szalay 2010 Retained Annuity Trust.