GENELUX Corp — Director's Dealing 2023

Sep 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX Corp (GNLX)
CIK: 0001231457
Period of Report: 2023-09-11

Reporting Person: Jewett Caroline (Head of Quality)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-11	Common Stock	A	20000	$0.00	Acquired	21135	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-11	Stock Option (right to buy)	$22.40	A	88000	Acquired	2033-09-10	Common Stock (88000)	Direct

Footnotes

F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs shall vest on June 30, 2024, and the remaining RSUs shall vest in 36 equal monthly installments thereafter.

F2: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.