GENELUX Corp — Director's Dealing 2023

Sep 14, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX Corp (GNLX)
CIK: 0001231457
Period of Report: 2023-09-11

Reporting Person: Smither John W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-11	Common Stock	A	6920	$0.00	Acquired	7820	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-11	Stock Option (Right to Buy)	$22.40	A	8447	Acquired	2033-09-10	Common Stock (8447)	Direct

Footnotes

F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs shall vest in equal monthly installments over a three year period following the date of grant.

F2: The shares subject to the option shall vest in equal monthly installments over a three year period following the date of grant.