GENELUX Corp — Director's Dealing 2023

Sep 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENELUX Corp (GNLX)
CIK: 0001231457
Period of Report: 2023-09-20

Reporting Person: Ryder Sean (General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-20	Common Stock	M	10000	$6.00	Acquired	10572	Direct
2023-09-20	Common Stock	S	10000	$30.00	Disposed	572	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-20	Stock Option (right to buy)	$6.00	M	10000	Disposed	2031-10-03	Common Stock (10000)	Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2: 25% of the shares shall vest on October 4, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter.