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GeneDx Holdings Corp. — Director's Dealing 2021
Jul 27, 2021
31223_dirs_2021-07-26_9b23f94d-5ac2-4f99-8da6-47f9d8f89ba5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sema4 Holdings Corp. (SMFR)
CIK: 0001818331
Period of Report: 2021-07-22
Reporting Person: Coffin James (President and COO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | Employee Stock Option (Right to Buy) | $0.1529 | A | 2167093 | Acquired | 2027-08-30 | Class A Common Stock (2167093) | Direct |
| 2021-07-22 | Employee Stock Option (Right to Buy) | $0.7659 | A | 332963 | Acquired | 2030-02-17 | Class A Common Stock (332963) | Direct |
| 2021-07-22 | Employee Stock Option (Right to Buy) | $0.7659 | A | 480657 | Acquired | 2030-02-17 | Class A Common Stock (480657) | Direct |
Footnotes
F1: 6.25% of the total shares underlying the option vest in quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.