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GeneDx Holdings Corp. Director's Dealing 2021

Jul 27, 2021

31223_dirs_2021-07-26_9b23f94d-5ac2-4f99-8da6-47f9d8f89ba5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sema4 Holdings Corp. (SMFR)
CIK: 0001818331
Period of Report: 2021-07-22

Reporting Person: Coffin James (President and COO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-22 Employee Stock Option (Right to Buy) $0.1529 A 2167093 Acquired 2027-08-30 Class A Common Stock (2167093) Direct
2021-07-22 Employee Stock Option (Right to Buy) $0.7659 A 332963 Acquired 2030-02-17 Class A Common Stock (332963) Direct
2021-07-22 Employee Stock Option (Right to Buy) $0.7659 A 480657 Acquired 2030-02-17 Class A Common Stock (480657) Direct

Footnotes

F1: 6.25% of the total shares underlying the option vest in quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.