GENCOR INDUSTRIES INC — Director's Dealing 2017

Dec 27, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2017-12-26

Reporting Person: ELLIOTT E J (Director, Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-26	Common Stock	M	15000	$5.126	Acquired	15000	Direct
2017-12-26	Class B	M	15000	$5.126	Acquired	15000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-26	Stock Options (right to buy)	$5.126	M	30000	Disposed	2021-10-01	Common Stock (30000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	73467	Indirect
Common Stock	1518828	Indirect
Class B	2022477	Indirect

Footnotes

F1: Stock options are fully vested and expire on 10/1/2021.