GENCOR INDUSTRIES INC — Director's Dealing 2016

Aug 24, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2016-08-22

Reporting Person: Fields Randolph (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-22	common stock	M	7500	$6.21	Acquired	7500	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2011-10-01	Stock Option (right to buy)	$5.126	A	7500	Acquired	2021-10-01	Common Stock (7500)	Direct
2016-08-22	Stock Option (right to buy)	$6.21	M	7500	Disposed	2016-09-27	Common Stock (7500)	Direct

Footnotes

F1: 7,500 stock options granted on July 1, 2011 are fully vested and expire on October 1, 2021. Number of stock options granted reflect 3 for 2 stock dividend on August 1, 2016.