GENCOR INDUSTRIES INC — Director's Dealing 2016

Oct 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2016-01-19

Reporting Person: Elliott John E (Chief Executive Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-01-19	Stock Option (right to buy)	$7.013	A	45000	Acquired	2026-01-19	Class B Stock (45000)	Direct
2016-09-26	Stock Option (right to buy)	$11.38	A	30000	Acquired	2026-09-26	Class B Stock (30000)	Direct

Footnotes

F1: Options vest and become exercisable in 25% increments on January 19, 2017, January 19, 2018, January 19, 2019, & January 19, 2020. All options expire on January 19, 2026.

F2: Options vest and become exercisable in 25% increments on September 26, 2017, September 26, 2018, September 26, 2019, & September 26, 2020. All options expire on September 26, 2026.