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GENCOR INDUSTRIES INC Director's Dealing 2015

Aug 25, 2015

33664_dirs_2015-08-25_76fac60e-97bb-4f83-b834-9094e293571f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2015-08-24

Reporting Person: Mellen Eric E (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-24 common stock M 15000 $7.15 Acquired 27500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-08-24 Stock Option (right to buy) $7.15 M 15000 Disposed 2021-10-01 Common Stock (15000) Direct

Footnotes

F1: The options exercised were granted on May 28, 2012 and vested in equal annual installments; May 28, 2013, May 28, 2014, and May 28, 2015.

F2: 5,000 options granted on May 28, 2012 will be vested on May 28, 2016 and expire on October 1, 2021.