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GENCOR INDUSTRIES INC — Director's Dealing 2015
Aug 25, 2015
33664_dirs_2015-08-25_76fac60e-97bb-4f83-b834-9094e293571f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2015-08-24
Reporting Person: Mellen Eric E (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-24 | common stock | M | 15000 | $7.15 | Acquired | 27500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-24 | Stock Option (right to buy) | $7.15 | M | 15000 | Disposed | 2021-10-01 | Common Stock (15000) | Direct |
Footnotes
F1: The options exercised were granted on May 28, 2012 and vested in equal annual installments; May 28, 2013, May 28, 2014, and May 28, 2015.
F2: 5,000 options granted on May 28, 2012 will be vested on May 28, 2016 and expire on October 1, 2021.
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