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GENCOR INDUSTRIES INC — Director's Dealing 2009
Feb 17, 2009
33664_dirs_2009-02-17_f57138e9-05e9-4241-ab62-16a38f696bf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2008-07-25
Reporting Person: Houtkin Sherry (10% Owner)
Reporting Person: HOUTKIN HARVEY (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-07-25 | Common Stock, $.10 par value | P | 100 | $9.89 | Acquired | 1249228 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | P | 100 | $10.06 | Acquired | 1249328 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | P | 100 | $9.89 | Acquired | 1249428 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | P | 100 | $10.1 | Acquired | 1249528 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | P | 200 | $10.06 | Acquired | 1249728 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | S | 100 | $10.02 | Disposed | 1249628 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | S | 100 | $10.05 | Disposed | 1249528 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | S | 100 | $10.19 | Disposed | 1249428 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | S | 100 | $10.24 | Disposed | 1249328 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | W | 1240292 | — | Disposed | 9036 | Indirect |
| 2008-11-06 | Common Stock, $.10 par value | W | 9036 | — | Disposed | 0 | Indirect |
| 2008-07-25 | Common Stock, $.10 par value | W | 1240292 | — | Acquired | 2114642 | Direct |
Footnotes
F1: All of the foregoing transactions were effected prior to Mr. Houtkin's death (07/25/08) and reflect shares in which he had a beneficial ownership, other than shares beneficially owned by his spouse, Sherry Houtkin, which are reported herein by Mrs. Houtkin.
F2: These shares were beneficially owned (directly and indirectly) by Harvey Houtkin at the date of his death, July 25, 2008.
F3: As a Result of Mr. Houtkin's death, beneficial ownership of 1,240,292 shares of issuer common stock were transferred by the laws of descent and distribution to the Reporting Person, Sherry Houtkin (who was Mr. Houtkin's spouse). These shares are reported as a disposition by Mr. Houtkin and an acquisition by Mrs. Houtkin (in each case, for no consideration).
F4: The remaining 9,036 shares became subject to the control of the executors of Mr. Houtkin's estate (Brad and Sherry Houtkin) on November 6, 2008 (the date of their appointment).
F5: These represent the shares beneficially owned by Sherry Houtkin at the date of Mr. Houtkin's death and as of the filing date of this Form 4 Statement of Changes in Beneficial Ownership.