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GENCOR INDUSTRIES INC Director's Dealing 2009

Feb 17, 2009

33664_dirs_2009-02-17_f57138e9-05e9-4241-ab62-16a38f696bf0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GENCOR INDUSTRIES INC (GENC)
CIK: 0000064472
Period of Report: 2008-07-25

Reporting Person: Houtkin Sherry (10% Owner)
Reporting Person: HOUTKIN HARVEY (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2008-07-25 Common Stock, $.10 par value P 100 $9.89 Acquired 1249228 Indirect
2008-07-25 Common Stock, $.10 par value P 100 $10.06 Acquired 1249328 Indirect
2008-07-25 Common Stock, $.10 par value P 100 $9.89 Acquired 1249428 Indirect
2008-07-25 Common Stock, $.10 par value P 100 $10.1 Acquired 1249528 Indirect
2008-07-25 Common Stock, $.10 par value P 200 $10.06 Acquired 1249728 Indirect
2008-07-25 Common Stock, $.10 par value S 100 $10.02 Disposed 1249628 Indirect
2008-07-25 Common Stock, $.10 par value S 100 $10.05 Disposed 1249528 Indirect
2008-07-25 Common Stock, $.10 par value S 100 $10.19 Disposed 1249428 Indirect
2008-07-25 Common Stock, $.10 par value S 100 $10.24 Disposed 1249328 Indirect
2008-07-25 Common Stock, $.10 par value W 1240292 Disposed 9036 Indirect
2008-11-06 Common Stock, $.10 par value W 9036 Disposed 0 Indirect
2008-07-25 Common Stock, $.10 par value W 1240292 Acquired 2114642 Direct

Footnotes

F1: All of the foregoing transactions were effected prior to Mr. Houtkin's death (07/25/08) and reflect shares in which he had a beneficial ownership, other than shares beneficially owned by his spouse, Sherry Houtkin, which are reported herein by Mrs. Houtkin.

F2: These shares were beneficially owned (directly and indirectly) by Harvey Houtkin at the date of his death, July 25, 2008.

F3: As a Result of Mr. Houtkin's death, beneficial ownership of 1,240,292 shares of issuer common stock were transferred by the laws of descent and distribution to the Reporting Person, Sherry Houtkin (who was Mr. Houtkin's spouse). These shares are reported as a disposition by Mr. Houtkin and an acquisition by Mrs. Houtkin (in each case, for no consideration).

F4: The remaining 9,036 shares became subject to the control of the executors of Mr. Houtkin's estate (Brad and Sherry Houtkin) on November 6, 2008 (the date of their appointment).

F5: These represent the shares beneficially owned by Sherry Houtkin at the date of Mr. Houtkin's death and as of the filing date of this Form 4 Statement of Changes in Beneficial Ownership.