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GENCOR INDUSTRIES INC — Director's Dealing 2003
Feb 13, 2003
33664_dirs_2003-02-13_fc6e1953-e57d-4d25-a39a-d650e1009550.zip
Director's Dealing
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SEC 1473 (09-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
| FORM 3 |
|---|
| OMB |
Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response. . . 0.5 |
(Print or Type Responses)
- Name and Address of Reporting Person* Houtkin, Harvey Ira (Last) (First) (Middle) 160 Summit Avenue (Street) Montvale, New Jersey 07645 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) December / 31 / 2002 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Issuer Name and Ticker or Trading Symbol Gencor Industries, Inc. GCRX 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4)* | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|---|---|---|---|
| Common Stock | 371,654 | D | |
| Common Stock | 216,958 | I | Owned by spouse |
| Common Stock | 45,237 | I | Owned by adult son, Stuart Houtkin |
- Does not include shares owned as market maker pursuant to SEC and judicial interpretations.
SEQ.=1,FOLIO='',FILE='C:\C2\ctaft\7580_2\t_1198067\j7580_3.htm',USER='ctaft',CD='Feb 13 12:36 2003'
Table II - Derivative Securities Beneficially Owned ( e.g ., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 4) — Date
Exercisable | Expiration
Date | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) — Title | Amount
or Number of Shares |
| --- | --- | --- | --- |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Explanation of Responses: Mr. Houtkin denies beneficial ownership of the shares owned by his spouse and adult son.
| /s/ Harvey Houtkin | 2/13/03 |
|---|---|
| ** Signature of Reporting Person | Date |
| * | If the form
is filed by more than one reporting person, see Instruction 5(b)(v). |
| --- | --- |
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is
insufficient, |
| | See Instruction 6 for procedure. |