Major Shareholding Notification • Oct 14, 2016
Preview not available for this file type.
Download Source FileSC 13D/A 1 a16-19919_1sc13da.htm SC 13D/A
| SECURITIES AND EXCHANGE COMMISSION |
|---|
| Washington, D.C. 20549 |
SCHEDULE 13D/A
*Under the Securities Exchange Act of 1934 (Amendment No. 4)**
*Genco Shipping & Trading Limited*
(Name of Issuer)
*Common Stock, par value $0.01*
(Title of Class of Securities)
*Y2685T115*
(CUSIP Number)
*John F. Hartigan, Esq.*
*Morgan, Lewis & Bockius LLP*
*300 S. Grand Avenue, 22nd Floor*
*Los Angeles, CA 90071*
*(213) 612-2500*
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
*October 13, 2016*
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
*Note* : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SEQ.=1,FOLIO='',FILE='C:\JMS\109424\16-19919-1\task8131490\19919-1-ba.htm',USER='109424',CD='Oct 14 20:15 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Centre Street Partnership, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 74,453 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 74,453 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 74,453 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.0% | |
| 14 | Type of Reporting Person PN |
2
SEQ.=1,FOLIO='2',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-bc.htm',USER='109487',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Centre Street Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 74,453 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 74,453 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 74,453 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.0% | |
| 14 | Type of Reporting Person OO |
3
SEQ.=1,FOLIO='3',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-bc.htm',USER='109487',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Franklin Partnership, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 18,575 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 18,575 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 18,575 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.3% | |
| 14 | Type of Reporting Person PN |
4
SEQ.=1,FOLIO='4',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-bc.htm',USER='109487',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Franklin Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 18,575 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 18,575 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 18,575 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.3% | |
| 14 | Type of Reporting Person OO |
5
SEQ.=1,FOLIO='5',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-bc.htm',USER='109487',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Credit Opportunity Trading Fund III LP | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 427,986 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 427,986 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 427,986 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 5.8% | |
| 14 | Type of Reporting Person PN |
6
SEQ.=1,FOLIO='6',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-bc.htm',USER='109487',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Credit Opportunity Fund III LP | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 427,986 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 427,986 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 427,986 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 5.8% | |
| 14 | Type of Reporting Person PN |
7
SEQ.=1,FOLIO='7',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-be.htm',USER='109487',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Credit Opportunity Fund (Offshore) III LP | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 427,986 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 427,986 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 427,986 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 5.8% | |
| 14 | Type of Reporting Person PN |
8
SEQ.=1,FOLIO='8',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-be.htm',USER='109487',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Credit Opportunity Management III LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 427,986 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 427,986 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 427,986 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 5.8% | |
| 14 | Type of Reporting Person OO |
9
SEQ.=1,FOLIO='9',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-be.htm',USER='109487',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person AEC (Lux) S.à.r.l. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Luxembourg | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 55,545 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 55,545 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 55,545 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.8% | |
| 14 | Type of Reporting Person OO |
10
SEQ.=1,FOLIO='10',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-be.htm',USER='109487',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo European Credit Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 55,545 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 55,545 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 55,545 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.8% | |
| 14 | Type of Reporting Person PN |
11
SEQ.=1,FOLIO='11',FILE='C:\JMS\109487\16-19919-1\task8131436\19919-1-be.htm',USER='109487',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo European Credit Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 55,545 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 55,545 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 55,545 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.8% | |
| 14 | Type of Reporting Person OO |
12
SEQ.=1,FOLIO='12',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bg.htm',USER='109424',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person AES (Lux) S. à.r.l. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Luxembourg | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 95,363 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 95,363 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 95,363 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.3% | |
| 14 | Type of Reporting Person OO |
13
SEQ.=1,FOLIO='13',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bg.htm',USER='109424',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo European Strategic Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 95,363 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 95,363 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 95,363 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.3% | |
| 14 | Type of Reporting Person PN |
14
SEQ.=1,FOLIO='14',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bg.htm',USER='109424',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo European Strategic Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 95,363 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 95,363 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 95,363 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.3% | |
| 14 | Type of Reporting Person OO |
15
SEQ.=1,FOLIO='15',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bg.htm',USER='109424',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person ANS U.S. Holdings Ltd. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Cayman Islands | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 38,425 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 38,425 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 38,425 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.5% | |
| 14 | Type of Reporting Person CO |
16
SEQ.=1,FOLIO='16',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bg.htm',USER='109424',CD='Oct 14 19:33 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo SK Strategic Investments, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Cayman Islands | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 38,425 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 38,425 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 38,425 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.5% | |
| 14 | Type of Reporting Person PN |
17
SEQ.=1,FOLIO='17',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bi.htm',USER='109424',CD='Oct 14 19:32 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo SK Strategic Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 38,425 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 38,425 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 38,425 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 0.5% | |
| 14 | Type of Reporting Person OO |
18
SEQ.=1,FOLIO='18',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bi.htm',USER='109424',CD='Oct 14 19:32 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Special Opportunities Managed Account, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person PN |
19
SEQ.=1,FOLIO='19',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bi.htm',USER='109424',CD='Oct 14 19:32 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo SOMA Advisors, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person PN |
20
SEQ.=1,FOLIO='20',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bi.htm',USER='109424',CD='Oct 14 19:32 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo SOMA Capital Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person OO |
21
SEQ.=1,FOLIO='21',FILE='C:\JMS\109424\16-19919-1\task8131438\19919-1-bi.htm',USER='109424',CD='Oct 14 19:32 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Principal Holdings II, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person PN |
22
SEQ.=1,FOLIO='22',FILE='C:\JMS\109501\16-19919-1\task8131437\19919-1-bk.htm',USER='109501',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Principal Holdings II GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person OO |
23
SEQ.=1,FOLIO='23',FILE='C:\JMS\109501\16-19919-1\task8131437\19919-1-bk.htm',USER='109501',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo SVF Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person PN |
24
SEQ.=1,FOLIO='24',FILE='C:\JMS\109501\16-19919-1\task8131437\19919-1-bk.htm',USER='109501',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo SVF Management GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 235,283 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 235,283 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 235,283 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 3.2% | |
| 14 | Type of Reporting Person OO |
25
SEQ.=1,FOLIO='25',FILE='C:\JMS\109501\16-19919-1\task8131437\19919-1-bk.htm',USER='109501',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Zeus Strategic Investments, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Cayman Islands | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 78,426 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 78,426 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 78,426 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* x | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.1% | |
| 14 | Type of Reporting Person PN |
26
SEQ.=1,FOLIO='26',FILE='C:\JMS\109501\16-19919-1\task8131437\19919-1-bk.htm',USER='109501',CD='Oct 14 19:31 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Zeus Strategic Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 78,426 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 78,426 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 78,426 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |
| 13 | Percent of Class Represented by Amount in Row (11) 1.1% | |
| 14 | Type of Reporting Person OO |
27
SEQ.=1,FOLIO='27',FILE='C:\JMS\109501\16-19919-1\task8131497\19919-1-bm.htm',USER='109501',CD='Oct 14 20:24 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Capital Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 1,024,059 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 1,024,059 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,024,059 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |
| 13 | Percent of Class Represented by Amount in Row (11) 13.9% | |
| 14 | Type of Reporting Person PN |
28
SEQ.=1,FOLIO='28',FILE='C:\JMS\109501\16-19919-1\task8131497\19919-1-bm.htm',USER='109501',CD='Oct 14 20:24 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Capital Management GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 1,024,059 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 1,024,059 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,024,059 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |
| 13 | Percent of Class Represented by Amount in Row (11) 13.9% | |
| 14 | Type of Reporting Person OO |
29
SEQ.=1,FOLIO='29',FILE='C:\JMS\109501\16-19919-1\task8131497\19919-1-bm.htm',USER='109501',CD='Oct 14 20:24 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Management Holdings, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 1,024,059 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 1,024,059 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,024,059 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |
| 13 | Percent of Class Represented by Amount in Row (11) 13.9% | |
| 14 | Type of Reporting Person PN |
30
SEQ.=1,FOLIO='30',FILE='C:\JMS\109501\16-19919-1\task8131497\19919-1-bm.htm',USER='109501',CD='Oct 14 20:24 2016'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Person I.R.S. Identification of Above Person Apollo Management Holdings GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Source of Funds OO | |
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
| 6 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power |
| 8 | Shared Voting Power 1,024,059 shares of Common Stock | |
| 9 | Sole Dispositive Power | |
| 10 | Shared Dispositive Power 1,024,059 shares of Common Stock | |
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,024,059 shares of Common Stock | |
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |
| 13 | Percent of Class Represented by Amount in Row (11) 13.9% | |
| 14 | Type of Reporting Person OO |
31
SEQ.=1,FOLIO='31',FILE='C:\JMS\109501\16-19919-1\task8131497\19919-1-bm.htm',USER='109501',CD='Oct 14 20:24 2016'
This Amendment No. 4 to Schedule 13D is filed by: (i) Apollo Centre Street Partnership, L.P., (ii) Apollo Franklin Partnership, L.P., (iii) Apollo Credit Opportunity Trading Fund III LP, (iv) AEC (Lux) S.à.r.l., (v) AES (Lux) S. à.r.l., (vi) ANS U.S. Holdings Ltd., (vii) Apollo Special Opportunities Managed Account, L.P., (viii) Apollo Zeus Strategic Investments, L.P., (ix) Apollo Centre Street Management, LLC, (x) Apollo Franklin Management, LLC, (xi) Apollo Credit Opportunity Fund III LP, (xii) Apollo Credit Opportunity Fund (Offshore) III LP, (xiii) Apollo Credit Opportunity Management III LLC, (xiv) Apollo European Credit Management, L.P., (xv) Apollo European Credit Management, LLC, (xvi) Apollo European Strategic Management, L.P., (xvii) Apollo European Strategic Management LLC, (xviii) Apollo SK Strategic Investments, L.P., (xix) Apollo SK Strategic Management, LLC, (xx) Apollo SOMA Advisors, L.P., (xxi) Apollo SOMA Capital Management, LLC, (xxii) Apollo Principal Holdings II, L.P., (xxiii) Apollo Principal Holdings II GP, LLC, (xxiv) Apollo SVF Management, L.P., (xxv) Apollo SVF Management GP, LLC, (xxvi) Apollo Zeus Strategic Management, LLC, (xxvii) Apollo Capital Management, L.P. (Capital Management), (xxviii) Apollo Capital Management GP, LLC, (xxix) Apollo Management Holdings, L.P., and (xxx) Apollo Management Holdings GP, LLC and supplements and amends the Statement on Schedule 13D filed on February 26, 2016, Amendment No. 1 thereto filed June 10, 2016, Amendment No. 2 thereto filed June 30, 2016 and Amendment No. 3 thereto filed October 11, 2016 (together, the Initial Schedule 13Ds).
Unless otherwise indicated, capitalized terms used but not otherwise defined herein shall have the meaning assigned to such terms in the Initial Schedule 13Ds.
Responses to each item of this Statement on Schedule 13D/A are incorporated by reference into the response to each other item, as applicable.
*Item 1. Security and Issuer*
*Item 2. Identity and Background*
*Item 3. Source and Amount of Funds or Other Consideration*
*Item 4. Purpose of Transaction*
Item 4 is hereby amended and supplemented with the following:
On October 13, 2016, Arthur L. Regan was appointed as Interim Executive Chairman of the Board of Directors of Genco Shipping & Trading Limited (the Issuer). Mr. Regan has served as a Director of the Issuer since February 17, 2016 and currently serves as an Operating Partner with Apollo Investment Consulting LLC (together with Apollo Global Management, LLC and its other subsidiaries, Apollo). Since 2010, Mr. Regan has been the President, Chief Executive Officer, and a Director of Principal Maritime Management, LLC, a portfolio company of certain funds affiliated with Apollo. In connection with Mr. Regans appointment, Mr. Regan resigned as a member of the Issuers Audit Committee and its Compensation Committee. Mr. Regans appointment followed the resignation of Peter C. Georgiopoulos as Director and Chairman of the Issuers Board of Directors.
32
SEQ.=1,FOLIO='32',FILE='C:\JMS\109512\16-19919-1\task8131645\19919-1-bo.htm',USER='109512',CD='Oct 14 23:19 2016'
*Item 5. Interest in Securities of the Issuer*
*Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer*
*Item 7. Material to be Filed as Exhibits*
33
SEQ.=1,FOLIO='33',FILE='C:\JMS\109512\16-19919-1\task8131645\19919-1-bo.htm',USER='109512',CD='Oct 14 23:19 2016'
*SIGNATURES*
After reasonable inquiry and to the best knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement with respect to such person is true, complete and correct.
Dated: October 14, 2016
| APOLLO CENTRE STREET PARTNERSHIP, L.P. — By: | Apollo Centre Street Advisors (APO DC), L.P. | ||
|---|---|---|---|
| its general partner | |||
| By: | Apollo Centre Street Advisors (APO DC-GP), LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CENTRE STREET MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO FRANKLIN PARTNERSHIP, L.P. | |||
| By: | Apollo Franklin Advisors (APO DC), L.P. | ||
| its general partner | |||
| By: | Apollo Franklin Advisors (APO DC-GP), LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO FRANKLIN MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
34
SEQ.=1,FOLIO='34',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-jc.htm',USER='109488',CD='Oct 14 22:18 2016'
| APOLLO CREDIT OPPORTUNITY TRADING FUND III — By: | Apollo Credit Opportunity Fund III LP | |||
|---|---|---|---|---|
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) GP LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| By: | Apollo Credit Opportunity Fund (Offshore) III LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) GP LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO CREDIT OPPORTUNITY FUND III LP | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) GP LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President |
35
SEQ.=1,FOLIO='35',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-jc.htm',USER='109488',CD='Oct 14 22:18 2016'
| APOLLO CREDIT OPPORTUNITY FUND (OFFSHORE) III LP — By: | Apollo Credit Opportunity Advisors III (APO FC) LP | ||
|---|---|---|---|
| its general partner | |||
| By: | Apollo Credit Opportunity Advisors III (APO FC) GP LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CREDIT OPPORTUNITY MANAGEMENT III LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| AEC (LUX) S.À R.L. | |||
| By: | Apollo European Credit Management, L.P. | ||
| its investment manager | |||
| By: | Apollo European Credit Management GP, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN CREDIT MANAGEMENT, L.P. | |||
| By: | Apollo European Credit Management GP , LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN CREDIT MANAGEMENT GP, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
36
SEQ.=1,FOLIO='36',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-jc.htm',USER='109488',CD='Oct 14 22:18 2016'
| AES (LUX) S.À R.L. — By: | Apollo European Strategic Management, L.P. | ||
|---|---|---|---|
| its investment manager | |||
| By: | Apollo European Strategic Management GP, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN STRATEGIC MANAGEMENT, L.P. | |||
| By: | Apollo European Strategic Management GP , LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN STRATEGIC MANAGEMENT GP, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| V ice President | |||
| APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT, L.P. | |||
| By: | Apollo SOMA Advisors, L.P. | ||
| its general partner | |||
| By: | Apollo SOMA Capital Management, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
37
SEQ.=1,FOLIO='37',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-jc.htm',USER='109488',CD='Oct 14 22:18 2016'
| APOLLO SOMA ADVISORS, L.P. — By: | Apollo SOMA Capital Management, LLC | |
|---|---|---|
| its general partner | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President | ||
| APOLLO SOMA CAPITAL MANAGEMENT, LLC | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President | ||
| APOLLO PRINCIPAL HOLDINGS II, L.P. | ||
| By: | Apollo Principal Holdings II GP, LLC | |
| its general partner | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President |
38
SEQ.=1,FOLIO='38',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-je.htm',USER='109488',CD='Oct 14 22:19 2016'
| APOLLO PRINCIPAL HOLDINGS II GP, LLC — By: | /s/ Joseph D. Glatt | |||
|---|---|---|---|---|
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO SVF MANAGEMENT, L.P. | ||||
| By: | Apollo SVF Management GP, LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO SVF MANAGEMENT GP, LLC | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| ANS U.S. HOLDINGS LTD. | ||||
| By: | Apollo SK Strategic Investments, L.P. | |||
| its sole shareholder | ||||
| By: | Apollo SK Strategic Advisors GP, L.P. | |||
| its general partner | ||||
| By: | Apollo SK Strategic Advisors, LLC | |||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO SK STRATEGIC INVESTMENTS, L.P. | ||||
| By: | Apollo SK Strategic Advisors GP, L.P. | |||
| its general partner | ||||
| By: | Apollo SK Strategic Advisors, LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President |
39
SEQ.=1,FOLIO='39',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-je.htm',USER='109488',CD='Oct 14 22:19 2016'
| APOLLO SK STRATEGIC MANAGEMENT, LLC — By: | Apollo Capital Management, L.P. | ||
|---|---|---|---|
| its sole member | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO ZEUS STRATEGIC INVESTMENTS, L.P. | |||
| By: | Apollo Zeus Strategic Advisors, L.P. | ||
| its general partner | |||
| By: | Apollo Zeus Strategic Advisors, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO ZEUS STRATEGIC MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CAPITAL MANAGEMENT, L.P. | |||
| By: | Apollo Capital Management GP, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CAPITAL MANAGEMENT GP, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
40
SEQ.=1,FOLIO='40',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-je.htm',USER='109488',CD='Oct 14 22:19 2016'
| APOLLO MANAGEMENT HOLDINGS, L.P. — By: | Apollo Management Holdings GP, LLC | |
|---|---|---|
| its general partner | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President | ||
| APOLLO MANAGEMENT HOLDINGS GP, LLC | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President |
41
SEQ.=1,FOLIO='41',FILE='C:\JMS\109488\16-19919-1\task8131587\19919-1-je.htm',USER='109488',CD='Oct 14 22:19 2016'
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.