Major Shareholding Notification • Feb 12, 2015
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Download Source FileSC 13G/A 1 a15-4067_6sc13ga.htm SC 13G/A
| UNITED STATES |
|---|
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, D.C. 20549 |
*SCHEDULE 13G*
*(Amendment No. 1)**
*Under the Securities Exchange Act of 1934*
*GENCO SHIPPING & TRADING LIMITED*
(Name of Issuer)
*Common Stock, par value $0.01*
(Title of Class of Securities)
*Y2685T115*
(CUSIP Number)
*December 31, 2014*
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
|---|---|
| x | Rule 13d-1(c) |
| o | Rule 13d-1(d) |
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SEQ.=1,FOLIO='',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-ba.htm',USER='108736',CD='Feb 12 22:44 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Centre Street Partnership, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 744,533 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 744,533 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 744,533 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.2% | |
| 12 | Type of Reporting Person (See Instructions) PN |
2
SEQ.=1,FOLIO='2',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-ba.htm',USER='108736',CD='Feb 12 22:44 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Centre Street Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 744,533 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 744,533 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 744,533 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.2 % | |
| 12 | Type of Reporting Person (See Instructions) OO |
3
SEQ.=1,FOLIO='3',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-ba.htm',USER='108736',CD='Feb 12 22:44 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Franklin Partnership, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 185,752 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 185,752 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 185,752 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.3% | |
| 12 | Type of Reporting Person (See Instructions) PN |
4
SEQ.=1,FOLIO='4',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-ba.htm',USER='108736',CD='Feb 12 22:44 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Franklin Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 185,752 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 185,752 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 185,752 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.3% | |
| 12 | Type of Reporting Person (See Instructions) OO |
5
SEQ.=1,FOLIO='5',FILE='C:\JMS\108183\15-4067-6\task7193393\4067-6-bc.htm',USER='108183',CD='Feb 12 04:32 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Credit Opportunity Trading Fund III LP | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 4,279,866 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 4,279,866 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 4,279,866 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 7.0% | |
| 12 | Type of Reporting Person (See Instructions) PN |
6
SEQ.=1,FOLIO='6',FILE='C:\JMS\108183\15-4067-6\task7193393\4067-6-bc.htm',USER='108183',CD='Feb 12 04:32 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Credit Opportunity Fund III LP | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 4,279,866 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 4,279,866 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 4,279,866 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 7.0% | |
| 12 | Type of Reporting Person (See Instructions) PN |
7
SEQ.=1,FOLIO='7',FILE='C:\JMS\108183\15-4067-6\task7193393\4067-6-bc.htm',USER='108183',CD='Feb 12 04:32 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Credit Opportunity Fund (Offshore) III LP | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 4,279,866 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 4,279,866 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 4,279,866 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 7.0% | |
| 12 | Type of Reporting Person (See Instructions) PN |
8
SEQ.=1,FOLIO='8',FILE='C:\JMS\108183\15-4067-6\task7193393\4067-6-be.htm',USER='108183',CD='Feb 12 04:33 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Credit Opportunity Management III LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 4,279,866 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 4,279,866 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 4,279,866 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 7.0% | |
| 12 | Type of Reporting Person (See Instructions) OO |
9
SEQ.=1,FOLIO='9',FILE='C:\JMS\108183\15-4067-6\task7193393\4067-6-be.htm',USER='108183',CD='Feb 12 04:33 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). AEC (Lux) S.á.r.l. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Luxembourg | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 555,455 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 555,455 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 555,455 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.9% | |
| 12 | Type of Reporting Person (See Instructions) OO |
10
SEQ.=1,FOLIO='10',FILE='C:\JMS\108183\15-4067-6\task7193393\4067-6-be.htm',USER='108183',CD='Feb 12 04:33 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo European Credit Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sol Voting Power |
| 6 | Shared Voting Power 555,455 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 555,455 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 555,455 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.9% | |
| 12 | Type of Reporting Person (See Instructions) PN |
11
SEQ.=1,FOLIO='11',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bg.htm',USER='107541',CD='Feb 12 13:33 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo European Credit Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 555,455 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 555,455 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 555,455 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.9% | |
| 12 | Type of Reporting Person (See Instructions) OO |
12
SEQ.=1,FOLIO='12',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bg.htm',USER='107541',CD='Feb 12 13:33 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). AES (Lux) S.á.r.l. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Luxembourg | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 953,633 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 953,633 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 953,633 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.5% | |
| 12 | Type of Reporting Person (See Instructions) OO |
13
SEQ.=1,FOLIO='13',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bg.htm',USER='107541',CD='Feb 12 13:33 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo European Strategic Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 953,633 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 953,633 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 953,633 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.5% | |
| 12 | Type of Reporting Person (See Instructions) PN |
14
SEQ.=1,FOLIO='14',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bi.htm',USER='108684',CD='Feb 12 07:22 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo European Strategic Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 953,633 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 953,633 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 953,633 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.5% | |
| 12 | Type of Reporting Person (See Instructions) OO |
15
SEQ.=1,FOLIO='15',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bi.htm',USER='108684',CD='Feb 12 07:22 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). ANS U.S. Holdings Ltd. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Cayman Islands | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 384,252 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 384,252 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 384,252 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.6% | |
| 12 | Type of Reporting Person (See Instructions) CO |
16
SEQ.=1,FOLIO='16',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bi.htm',USER='108684',CD='Feb 12 07:22 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo SK Strategic Investments, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Cayman Islands | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 384,252 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 384,252 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 384,252 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.6% | |
| 12 | Type of Reporting Person (See Instructions) PN |
17
SEQ.=1,FOLIO='17',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bk.htm',USER='108684',CD='Feb 12 07:23 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo SK Strategic Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 384,252 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 384,252 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 384,252 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 0.6% | |
| 12 | Type of Reporting Person (See Instructions) OO |
18
SEQ.=1,FOLIO='18',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bk.htm',USER='108684',CD='Feb 12 07:23 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Special Opportunities Managed Account, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) PN |
19
SEQ.=1,FOLIO='19',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bk.htm',USER='108684',CD='Feb 12 07:23 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo SOMA Advisors, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) PN |
20
SEQ.=1,FOLIO='20',FILE='C:\JMS\108684\15-4067-6\task7193743\4067-6-bk.htm',USER='108684',CD='Feb 12 07:23 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo SOMA Capital Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) OO |
21
SEQ.=1,FOLIO='21',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bm.htm',USER='107903',CD='Feb 12 16:19 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Principal Holdings II, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) PN |
22
SEQ.=1,FOLIO='22',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bm.htm',USER='107903',CD='Feb 12 16:19 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Principal Holdings II GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) OO |
23
SEQ.=1,FOLIO='23',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bm.htm',USER='107903',CD='Feb 12 16:19 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo SVF Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) PN |
24
SEQ.=1,FOLIO='24',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bo.htm',USER='107903',CD='Feb 12 16:17 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo SVF Management GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 1,601,582 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 1,601,582 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,601,582 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 2.6% | |
| 12 | Type of Reporting Person (See Instructions) OO |
25
SEQ.=1,FOLIO='25',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bo.htm',USER='107903',CD='Feb 12 16:17 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Zeus Strategic Investments, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Cayman Islands | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 784,269 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 784,269 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 784,269 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.3% | |
| 12 | Type of Reporting Person (See Instructions) PN |
26
SEQ.=1,FOLIO='26',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bo.htm',USER='107903',CD='Feb 12 16:17 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Zeus Strategic Management, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 784,269 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 784,269 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 784,269 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) x | |
| 11 | Percent of Class Represented by Amount in Row (9) 1.3% | |
| 12 | Type of Reporting Person (See Instructions) OO |
27
SEQ.=1,FOLIO='27',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bq.htm',USER='107903',CD='Feb 12 16:14 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Capital Management, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 9,489,342 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 9,489,342 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 9,489,342 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11 | Percent of Class Represented by Amount in Row (9) 15.4% | |
| 12 | Type of Reporting Person (See Instructions) PN |
28
SEQ.=1,FOLIO='28',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bq.htm',USER='107903',CD='Feb 12 16:14 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Capital Management GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 9,489,342 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 9,489,342 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 9,489,342 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11 | Percent of Class Represented by Amount in Row (9) 15.4% | |
| 12 | Type of Reporting Person (See Instructions) OO |
29
SEQ.=1,FOLIO='29',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bq.htm',USER='107903',CD='Feb 12 16:14 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Management Holdings, L.P. | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 9,489,342 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 9,489,342 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 9,489,342 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11 | Percent of Class Represented by Amount in Row (9) 15.4% | |
| 12 | Type of Reporting Person (See Instructions) PN |
30
SEQ.=1,FOLIO='30',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bq.htm',USER='107903',CD='Feb 12 16:14 2015'
| CUSIP No. Y2685T115 — 1 | Name of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Apollo Management Holdings GP, LLC | |
|---|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) | |
| (a) | o | |
| (b) | x | |
| 3 | SEC Use Only | |
| 4 | Citizenship or Place of Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power |
| 6 | Shared Voting Power 9,489,342 shares of Common Stock | |
| 7 | Sole Dispositive Power | |
| 8 | Shared Dispositive Power 9,489,342 shares of Common Stock | |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 9,489,342 shares of Common Stock | |
| 10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11 | Percent of Class Represented by Amount in Row (9) 15.4% | |
| 12 | Type of Reporting Person (See Instructions) OO |
31
SEQ.=1,FOLIO='31',FILE='C:\JMS\107903\15-4067-6\task7195301\4067-6-bq.htm',USER='107903',CD='Feb 12 16:14 2015'
| Item 1. | (a) | Name of Issuer Genco Shipping & Trading Limited |
|---|---|---|
| (b) | Address of Issuers Principal Executive Offices 299 Park Avenue, 12th Floor New York, New York 10171 | |
| Item 2. | (a) | Name of Person Filing This statement is filed by: (i) Apollo Centre Street Partnership, L.P. (Centre Street LP), (ii) Apollo Franklin Partnership, L.P. (Apollo Franklin), (iii) Apollo Credit Opportunity Trading Fund III LP (Opportunity Trading III), (iv) AEC (Lux) S.á.r.l. (AEC (Lux)), (v) AES (Lux) S.á.r.l. (AES (Lux)), (vi) ANS U.S. Holdings Ltd. (ANS US), (vii) Apollo Special Opportunities Managed Account, L.P. (SOMA Fund), (viii) Apollo Zeus Strategic Investments, L.P. (Zeus LP) , (ix) Apollo Centre Street Management, LLC (Centre Street Management), (x) Apollo Franklin Management, LLC (Franklin Management), (xi) Apollo Credit Opportunity Fund III LP (Opportunity III), (xii) Apollo Credit Opportunity Fund (Offshore) III LP (Opportunity (Offshore) III), (xiii) Apollo Credit Opportunity Management III LLC (Opportunity Management III), (xiv) Apollo European Credit Management, L.P. (AEC Management LP), (xv) Apollo European Credit Management, LLC (AEC Management LLC), (xvi) Apollo European Strategic Management, L.P. (AES Management LP), (xvii) Apollo European Strategic Management LLC (AES Management LLC), (xviii) Apollo SK Strategic Investments, L.P. (SK Strategic LP), (xix) Apollo SK Strategic Management, LLC (SK Strategic Management), (xx) Apollo SOMA Advisors, L.P. (SOMA Advisors), (xxi) Apollo SOMA Capital Management, LLC (SOMA Capital Management), (xxii) Apollo Principal Holdings II, L.P. (Principal II), (xxiii) Apollo Principal Holdings II GP, LLC (Principal II GP), (xxiv) Apollo SVF Management, L.P. (SVF Management), (xxv) Apollo SVF Management GP, LLC (SVF Management GP), (xxvi) Apollo Zeus Strategic Management, LLC (Zeus Management), (xxvii) Apollo Capital Management, L.P. (Capital Management), (xxviii) Apollo Capital Management GP, LLC (Capital Management GP), (xxix) Apollo Management Holdings, L.P. (Management Holdings), and (xxx) Apollo Management Holdings GP, LLC (Management Holdings GP). Centre Street LP, Apollo Franklin, Opportunity Trading III, AEC (Lux), AES (Lux), ANS US, SOMA Fund, Zeus LP, Centre Street Management, Franklin Management, Opportunity III, Opportunity (Offshore) III, Opportunity Management III, AEC Management LP, AEC Management LLC, AES Management LP, AES Management LLC, SK Strategic LP, SK Strategic Management, SOMA Advisors, SOMA Capital Management, Principal II, Principal II GP, SVF Management, SVF Management GP, Zeus Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP are collectively referred to herein as the Reporting Persons. Centre Street LP, Apollo Franklin, Opportunity Trading III, AEC (Lux), AES (Lux), ANS US, SOMA Fund and Zeus LP each hold shares of the Common Stock of the Issuer. Centre Street Management serves as the investment manager for Centre Street LP, and Franklin Management serves as the investment manager for Apollo Franklin. Opportunity III and Opportunity (Offshore) III serve as the general partners of Opportunity Trading III. Opportunity Management III serves as the investment manager for Opportunity III and Opportunity (Offshore) III. AEC Management LP serves as the investment manager for AEC (Lux), and AEC Management LLC serves as the general partner of AEC Management LP. AES Management LP serves as the investment manager for AES (Lux), and AES Management LLC serves as the general partner for AES Management LP. SK Strategic LP is the sole member-manager of ANS US. SK Strategic Management serves as the investment manager for SK Strategic LP. SOMA Advisors serves as the general partner of SOMA Fund, and SOMA Capital Management serves as the general partner of SOMA Advisors. Principal II serves as the sole member and manager of SOMA Capital Management, and Principal II GP serves as the general partner of Principal II. SVF Management serves as the manager of SOMA Fund, and SVF Management GP serves as the general partner of SVF Management. Zeus Management serves as the investment manager for Zeus LP. Capital Management is the sole member and manager of Centre Street Management, Franklin Management, Opportunity Management III, AEC Management LLC, AES Management LLC, SK Strategic Management, SVF Management GP and Zeus Management. Capital Management GP is the general partner of Capital Management. Management Holdings serves as the sole member and manager of Capital Management GP, and Management Holdings GP serves as the general partner of Management Holdings. |
32
SEQ.=1,FOLIO='32',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-bs.htm',USER='108736',CD='Feb 12 22:48 2015'
| (b) | Address of Principal Business Office or, if none, Residence The principal office of each of Centre Street LP, Centre Street Management, Apollo Franklin, Opportunity Trading III, Opportunity III, Opportunity (Offshore) III, SK Strategic LP, SOMA Fund, SOMA Advisors, SOMA Capital Management, Principal II and Principal II GP is One Manhattanville Road, Suite 201, Purchase, New York 10577. The principal office of each of AEC (Lux) and AES (Lux) is 44, Avenue J.F. Kennedy, Luxembourg L-1855, Luxembourg. The principal office of ANS US is c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town KY1-9005, Cayman Islands. The principal office of Zeus LP is c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town KY1-1104, Cayman Islands. The principal office of each of Franklin Management, Opportunity Management III, AEC Management LP, AEC Management LLC, AES Management LP, AES Management LLC, SK Strategic Management, SVF Management, SVF Management GP, Zeus Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP is 9 W. 57th Street, 43rd Floor, New York, New York 10019. |
|---|---|
| (c) | Citizenship Centre Street LP, Apollo Franklin, Opportunity Trading III, Opportunity III, Opportunity (Offshore) III, SOMA Fund, SOMA Advisors, Principal II, SVF Management, Capital Management and Management Holdings are each Delaware limited partnerships. Centre Street Management, Franklin Management, Opportunity Management III, AEC Management LP, AEC Management LLC, AES Management LP, AES Management LLC, SK Strategic Management, SOMA Capital Management, Principal II GP, SVF Management GP, Zeus Management, Capital Management GP and Management Holdings GP are each Delaware limited liability companies. AEC (Lux) and AES (Lux) are Luxembourg private limited liability companies. SK Strategic LP and Zeus LP are exempted limited partnerships registered in the Cayman Islands. ANS US is an exempted company incorporated in the Cayman Islands with limited liability. |
| (d) | Title of Class of Securities Common stock, par value $0.01 (the Common Stock). |
| (e) | CUSIP Number Y2685T115 |
| Item 3. |
|---|
| Not applicable. |
33
SEQ.=1,FOLIO='33',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-bs.htm',USER='108736',CD='Feb 12 22:48 2015'
| Amount beneficially owned: | |
|---|---|
| Centre Street LP: | 744,533 |
| Centre Street Management: | 744,533 |
| Apollo Franklin: | 185,752 |
| Franklin Management: | 185,752 |
| Opportunity Trading III: | 4,279,866 |
| Opportunity III: | 4,279,866 |
| Opportunity (Offshore) III: | 4,279,866 |
| Opportunity Management III: | 4,279,866 |
| AEC (Lux): | 555,455 |
| AEC Management LP: | 555,455 |
| AEC Management LLC: | 555,455 |
| AES (Lux): | 953,633 |
| AES Management LP: | 953,633 |
| AES Management LLC: | 953,633 |
| ANS US: | 384,252 |
| SK Strategic LP: | 384,252 |
| SK Strategic Management: | 384,252 |
| SOMA Fund: | 1,601,582 |
| SOMA Advisors: | 1,601,582 |
| SOMA Capital Management: | 1,601,582 |
| Principal II: | 1,601,582 |
| Principal II GP: | 1,601,582 |
| SVF Management: | 1,601,582 |
| SVF Management GP: | 1,601,582 |
| Zeus LP: | 784,269 |
| Zeus Management: | 784,269 |
| Capital Management: | 9,489,342 |
| Capital Management GP: | 9,489,342 |
| Management Holdings: | 9,489,342 |
| Management Holdings GP: | 9,489,342 |
| Centre Street LP, Apollo Franklin, Opportunity III, AEC (Lux), AES (Lux), ANS US, SOMA Fund and Zeus LP each disclaims beneficial ownership of all shares of the Common Stock included in this report other than the shares of Common Stock held of record by such Reporting Person, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose. Centre Street Management, Franklin Management, Opportunity Management III, AEC Management LP, AEC Management LLC, AES Management LP, AES Management LLC, SK Strategic LP, SK Strategic Management, SOMA Advisors, SOMA Capital Management, Principal II, Principal II GP, SVF Management, SVF Management GP, Zeus Management, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP , and Messrs. Leon Black, Joshua Harris and Marc Rowan, the managers of Principal II GP, and the managers, as well as executive officers, of Management Holdings GP, each disclaim beneficial ownership of all shares of Common Stock included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
34
SEQ.=1,FOLIO='34',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-bs.htm',USER='108736',CD='Feb 12 22:48 2015'
| (b) | |
|---|---|
| Centre Street LP: | 1.2% |
| Centre Street Management: | 1.2% |
| Apollo Franklin: | 0.3% |
| Franklin Management: | 0.3% |
| Opportunity Trading III: | 7.0% |
| Opportunity III: | 7.0% |
| Opportunity (Offshore) III: | 7.0% |
| Opportunity Management III: | 7.0% |
| AEC (Lux): | 0.9% |
| AEC Management LP: | 0.9% |
| AEC Management LLC: | 0.9% |
| AES (Lux): | 1.5% |
| AES Management LP: | 1.5% |
| AES Management LLC: | 1.5% |
| ANS US: | 0.6% |
| SK Strategic LP: | 0.6% |
| SK Strategic Management: | 0.6% |
| SOMA Fund: | 2.6% |
| SOMA Advisors: | 2.6% |
| SOMA Capital Management: | 2.6% |
| Principal II: | 2.6% |
| Principal II GP: | 2.6% |
| SVF Management: | 2.6% |
| SVF Management GP: | 2.6% |
| Zeus LP: | 1.3% |
| Zeus Management: | 1.3% |
| Capital Management: | 15.4% |
| Capital Management GP: | 15.4% |
| Management Holdings: | 15.4% |
| Management Holdings GP: | 15.4% |
| The percentage amounts are based on 61,541,389 shares of Common Stock outstanding as of November 17, 2014, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 17, 2014. |
35
SEQ.=1,FOLIO='35',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-bs.htm',USER='108736',CD='Feb 12 22:48 2015'
| (c) — (i) | Sole power to vote or to direct the vote: 0 for all Reporting Persons | |
|---|---|---|
| (ii) | Shared power to vote or to direct the vote: | |
| Centre Street LP: | 744,533 | |
| Centre Street Management: | 744,533 | |
| Apollo Franklin: | 185,752 | |
| Franklin Management: | 185,752 | |
| Opportunity Trading III: | 4,279,866 | |
| Opportunity III: | 4,279,866 | |
| Opportunity (Offshore) III: | 4,279,866 | |
| Opportunity Management III: | 4,279,866 | |
| AEC (Lux): | 555,455 | |
| AEC Management LP: | 555,455 | |
| AEC Management LLC: | 555,455 | |
| AES (Lux): | 953,633 | |
| AES Management LP: | 953,633 | |
| AES Management LLC: | 953,633 | |
| ANS US: | 384,252 | |
| SK Strategic LP: | 384,252 | |
| SK Strategic Management: | 384,252 | |
| SOMA Fund: | 1,601,582 | |
| SOMA Advisors: | 1,601,582 | |
| SOMA Capital Management: | 1,601,582 | |
| Principal II: | 1,601,582 | |
| Principal II GP: | 1,601,582 | |
| SVF Management: | 1,601,582 | |
| SVF Management GP: | 1,601,582 | |
| Zeus LP: | 784,269 | |
| Zeus Management: | 784,269 | |
| Capital Management: | 9,489,342 | |
| Capital Management GP: | 9,489,342 | |
| Management Holdings: | 9,489,342 | |
| Management Holdings GP: | 9,489,342 | |
| (iii) | Sole power to dispose or to direct the disposition of: 0 for all Reporting Persons | |
| (iv) | Shared power to dispose or to direct the disposition of: | |
| Centre Street LP: | 744,533 | |
| Centre Street Management: | 744,533 | |
| Apollo Franklin: | 185,752 | |
| Franklin Management: | 185,752 | |
| Opportunity Trading III: | 4,279,866 | |
| Opportunity III: | 4,279,866 | |
| Opportunity (Offshore) III: | 4,279,866 | |
| Opportunity Management III: | 4,279,866 | |
| AEC (Lux): | 555,455 | |
| AEC Management LP: | 555,455 | |
| AEC Management LLC: | 555,455 | |
| AES (Lux): | 953,633 | |
| AES Management LP: | 953,633 | |
| AES Management LLC: | 953,633 | |
| ANS US: | 384,252 | |
| SK Strategic LP: | 384,252 | |
| SK Strategic Management: | 384,252 | |
| SOMA Fund: | 1,601,582 | |
| SOMA Advisors: | 1,601,582 | |
| SOMA Capital Management: | 1,601,582 | |
| Principal II: | 1,601,582 | |
| Principal II GP: | 1,601,582 | |
| SVF Management: | 1,601,582 | |
| SVF Management GP: | 1,601,582 | |
| Zeus LP: | 784,269 | |
| Zeus Management: | 784,269 | |
| Capital Management: | 9,489,342 | |
| Capital Management GP: | 9,489,342 | |
| Management Holdings: | 9,489,342 | |
| Management Holdings GP: | 9,489,342 |
36
SEQ.=1,FOLIO='36',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-bs.htm',USER='108736',CD='Feb 12 22:48 2015'
| Item 5. | Ownership of Five Percent or Less of a Class. |
|---|---|
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o | |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
| Not applicable. | |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
| Not applicable. | |
| Item 8. | Identification and Classification of Members of the Group. |
| Not applicable. | |
| Item 9. | Notice of Dissolution of Group. |
| Not applicable. |
37
SEQ.=1,FOLIO='37',FILE='C:\JMS\108736\15-4067-6\task7196546\4067-6-bs.htm',USER='108736',CD='Feb 12 22:48 2015'
| Item 10. |
|---|
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
[The remainder of this page intentionally left blank.]
38
SEQ.=1,FOLIO='38',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
*SIGNATURE*
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2015
| APOLLO CENTRE STREET PARTNERSHIP, L.P. — By: | Apollo Centre Street Advisors (APO DC), L.P. | ||
|---|---|---|---|
| its general partner | |||
| By: | Apollo Centre Street Advisors (APO DC-GP), LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CENTRE STREET MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO FRANKLIN PARTNERSHIP, L.P. | |||
| By: | Apollo Franklin Advisors (APO DC), L.P. | ||
| its general partner | |||
| By: | Apollo Franklin Advisors (APO DC-GP), LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO FRANKLIN MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
39
SEQ.=1,FOLIO='39',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
| APOLLO CREDIT OPPORTUNITY TRADING FUND III LP — By: | Apollo Credit Opportunity Fund III LP | |||
|---|---|---|---|---|
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III | |||
| (APO FC) GP LLC | ||||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO CREDIT OPPORTUNITY FUND III LP | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) GP LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO CREDIT OPPORTUNITY FUND (OFFSHORE) III LP | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) LP | |||
| its general partner | ||||
| By: | Apollo Credit Opportunity Advisors III (APO FC) GP LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO CREDIT OPPORTUNITY MANAGEMENT III LLC | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President |
40
SEQ.=1,FOLIO='40',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
| AEC (LUX) S.Á.R.L. — By: | Apollo European Credit Management, L.P. | ||
|---|---|---|---|
| its investment manager | |||
| By: | Apollo European Credit Management, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN CREDIT MANAGEMENT, L.P. | |||
| By: | Apollo European Credit Management , LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN CREDIT MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| AES (LUX) S.Á.R.L. | |||
| By: | Apollo European Strategic Management, L.P. | ||
| its investment manager | |||
| By: | Apollo European Strategic Management, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO EUROPEAN STRATEGIC MANAGEMENT, L.P. | |||
| By: | Apollo European Strategic Management , LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
41
SEQ.=1,FOLIO='41',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
| APOLLO EUROPEAN STRATEGIC MANAGEMENT, LLC — By: | /s/ Joseph D. Glatt | ||
|---|---|---|---|
| Joseph D. Glatt | |||
| V ice President | |||
| APOLLO SPECIAL OPPORTUNITIES | |||
| MANAGED ACCOUNT, L.P. | |||
| By: | Apollo SOMA Advisors, L.P. | ||
| its general partner | |||
| By: | Apollo SOMA Capital Management, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO SOMA ADVISORS, L.P. | |||
| By: | Apollo SOMA Capital Management, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO SOMA CAPITAL MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO PRINCIPAL HOLDINGS II, L.P. | |||
| By: | Apollo Principal Holdings II GP, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
42
SEQ.=1,FOLIO='42',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
| APOLLO PRINCIPAL HOLDINGS II GP, LLC — By: | /s/ Joseph D. Glatt | |||
|---|---|---|---|---|
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO SVF MANAGEMENT, L.P. | ||||
| By: | Apollo SVF Management GP, LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO SVF MANAGEMENT GP, LLC | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| ANS U.S. HOLDINGS LTD. | ||||
| By: | Apollo SK Strategic Investments, L.P. | |||
| its sole member-manager | ||||
| By: | Apollo SK Strategic Advisors GP, L.P. | |||
| its general partner | ||||
| By: | Apollo SK Strategic Advisors, LLC | |||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President | ||||
| APOLLO SK STRATEGIC INVESTMENTS, L.P. | ||||
| By: | Apollo SK Strategic Advisors, L.P. | |||
| its general partner | ||||
| By: | Apollo SK Strategic Advisors, LLC | |||
| its general partner | ||||
| By: | /s/ Joseph D. Glatt | |||
| Joseph D. Glatt | ||||
| Vice President |
43
SEQ.=1,FOLIO='43',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
| APOLLO SK STRATEGIC MANAGEMENT, LLC — By: | Apollo Capital Management, L.P. | ||
|---|---|---|---|
| its sole member | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO ZEUS STRATEGIC INVESTMENTS, L.P. | |||
| By: | Apollo Zeus Strategic Advisors, L.P. | ||
| its general partner | |||
| By: | Apollo Zeus Strategic Advisors, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO ZEUS STRATEGIC MANAGEMENT, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CAPITAL MANAGEMENT, L.P. | |||
| By: | Apollo Capital Management GP, LLC | ||
| its general partner | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President | |||
| APOLLO CAPITAL MANAGEMENT GP, LLC | |||
| By: | /s/ Joseph D. Glatt | ||
| Joseph D. Glatt | |||
| Vice President |
44
SEQ.=1,FOLIO='44',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
| APOLLO MANAGEMENT HOLDINGS, L.P. — By: | Apollo Management Holdings GP, LLC | |
|---|---|---|
| its general partner | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President | ||
| APOLLO MANAGEMENT HOLDINGS GP, LLC | ||
| By: | /s/ Joseph D. Glatt | |
| Joseph D. Glatt | ||
| Vice President |
45
SEQ.=1,FOLIO='45',FILE='C:\JMS\107541\15-4067-6\task7194769\4067-6-bu.htm',USER='107541',CD='Feb 12 13:36 2015'
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