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GENCO SHIPPING & TRADING LTD — Director's Dealing 2021
May 5, 2021
32441_dirs_2021-05-05_39cdfc5b-b9e9-45ed-8ab2-67b31979e036.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GENCO SHIPPING & TRADING LTD (GNK)
CIK: 0001326200
Period of Report: 2021-05-04
Reporting Person: REGAN ARTHUR L (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-04 | Restricted Stock Units | $ | A | 18428 | Acquired | Common Stock (18428) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29853 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (18886) | 18886 | Direct | |
| Option | $7.06 | 2026-02-25 | Common Stock (58180) | 58180 | Direct |
| Restricted Stock Units | $ | Common Stock (6456) | 6456 | Direct | |
| Option | $8.065 | 2025-03-04 | Common Stock (43919) | 43919 | Direct |
| Option | $13.365 | 2024-02-27 | Common Stock (26914) | 26914 | Direct |
| Restricted Stock Units | $ | Common Stock (16666) | 16666 | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.
F2: These restricted stock units generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F3: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F4: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020.
F5: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F6: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.
F7: These options generally became exercisable in equal installments on each of the first three anniversaries of February 27, 2018.
F8: These restricted stock units vested on May 17, 2017.