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Genasys Inc. Director's Dealing 2025

Mar 19, 2025

34184_dirs_2025-03-19_a4691b51-f69e-4e80-9c6b-74c1af1bc6ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genasys Inc. (GNSS)
CIK: 0000924383
Period of Report: 2025-03-17

Reporting Person: Malhotra R. Rimmy (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-03-17 Common Stock A 38136 Acquired 142254 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1628495 Indirect
Common Stock 300 Indirect

Footnotes

F1: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

F2: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.

F3: Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.