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Genasys Inc. — Director's Dealing 2021
Mar 12, 2021
34184_dirs_2021-03-12_c93af090-3e77-4c4c-8e0a-0465e43294e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genasys Inc. (GNSS)
CIK: 0000924383
Period of Report: 2021-03-10
Reporting Person: Clague Laura (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Stock | M | 20000 | $2.02 | Acquired | 175600 | Direct |
| 2021-03-10 | Common Stock | S | 5456 | $7.4166 | Disposed | 170144 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Stock Option | $2.02 | M | 20000 | Acquired | 2021-03-26 | Common Stock (20000) | Direct |
Footnotes
F1: The reporting person disposed of these shares to cover the cost and tax withholding obligations related to exercising the options that were scheduled to expire March 26, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.40 to $7.465, inclusive. The reporting owner undertakes to provide Genasys Inc. and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.