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Genasys Inc. Director's Dealing 2020

Jul 23, 2020

34184_dirs_2020-07-23_90b542fb-2b59-4e52-be95-e9a172db1d7a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genasys Inc. (GNSS)
CIK: 0000924383
Period of Report: 2020-07-21

Reporting Person: AWM Investment Company, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-21 Common Stock S 20358 $4.8013 Disposed 4798348 Indirect
2020-07-21 Common Stock S 12050 $4.824 Disposed 4786298 Indirect
2020-07-22 Common Stock S 11239 $4.5153 Disposed 4775059 Indirect

Footnotes

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,270,962 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 595,548 Shares held by SSPE, 264,340 Shares held by TECH and 1,644,209 Shares held by TECH II.

F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.
The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not
be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.