Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Genasys Inc. Director's Dealing 2019

Aug 6, 2019

34184_dirs_2019-08-06_1510c7b5-16d0-4197-b4b0-5798c4d5cd14.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LRAD Corp (LRAD)
CIK: 0000924383
Period of Report: 2019-08-02

Reporting Person: AWM Investment Company, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-02 Common Stock S 100000 $4.0187 Disposed 4850706 Indirect

Footnotes

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 632,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II.

F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.

The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not

be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the

Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: This is a weighted average price.