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Genasys Inc. — Director's Dealing 2018
Jun 22, 2018
34184_dirs_2018-06-22_e5702d16-6bc8-4f04-ae93-6334e65ca7a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LRAD Corp (LRAD)
CIK: 0000924383
Period of Report: 2018-06-20
Reporting Person: AWM Investment Company, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-20 | Common Stock | P | 407200 | $2.47 | Acquired | 4950706 | Indirect |
Footnotes
F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 732,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II.
F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.
The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not
be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.