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Genasys Inc. — Director's Dealing 2009
Sep 18, 2009
34184_dirs_2009-09-18_8740270b-c6c0-4cb3-b04a-8aee91c32160.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN TECHNOLOGY CORP /DE/ (atco)
CIK: 0000924383
Period of Report: 2009-06-16
Reporting Person: MARXE AUSTIN W & GREENHOUSE DAVID M (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-16 | Common Stock | S | 150000 | $2.0708 | Disposed | 3299081 | Indirect |
| 2009-09-16 | Common Stock | S | 1900 | $2.25 | Disposed | 3297181 | Indirect |
| 2009-09-16 | Common Stock | S | 100000 | $2.298 | Disposed | 3197181 | Indirect |
Footnotes
F1: This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, LP (Tech) & Special Situations Technology II, Fund, L.P. (Tech II), respectively. 1,459,791 shares of Common Stock are held by QP, 510,425 shares of Common Stock are held by PE, 170,038 shares of Common Stock are held by Tech and 1,056,927 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, PE, Tech, and Tech II is limited to the extent of his pecuniary interest.